0001053352-16-000105.txt : 20160505 0001053352-16-000105.hdr.sgml : 20160505 20160505164245 ACCESSION NUMBER: 0001053352-16-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160503 FILED AS OF DATE: 20160505 DATE AS OF CHANGE: 20160505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGOVERN LAWRENCE D CENTRAL INDEX KEY: 0001222697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 161624526 MAIL ADDRESS: STREET 1: C/O HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-05-03 0001053352 HERITAGE COMMERCE CORP HTBK 0001222697 MCGOVERN LAWRENCE D C/O HERITAGE COMMERCE CORP 150 ALMADEN BLVD SAN JOSE CA 95113 true EVP/CFO Common 2016-05-03 4 A false 8200 0 A 51700 D Standard Employee Option - ISO 23.85 2006-08-03 2016-08-03 Common 0 1126 D Standard Employee Option - ISO 23.89 2007-05-04 2017-05-04 Common 0 1127 D Standard Employee Option - NSO 23.85 2006-08-03 2016-08-03 Common 0 8874 D Standard Employee Option - NSO 23.89 2007-05-04 2017-05-04 Common 0 13873 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common 0 15000 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common 0 15000 D Restricted stock vests 25% each year on an annualized basis. Debbie Reuter as Attorney in fact for Lawrence McGovern 2016-05-05