0001053352-15-000080.txt : 20150902 0001053352-15-000080.hdr.sgml : 20150902 20150902165610 ACCESSION NUMBER: 0001053352-15-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150831 FILED AS OF DATE: 20150902 DATE AS OF CHANGE: 20150902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conner Jack W CENTRAL INDEX KEY: 0001305150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 151090043 MAIL ADDRESS: STREET 1: HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-08-31 0001053352 HERITAGE COMMERCE CORP HTBK 0001305150 Conner Jack W HERITAGE COMMERCE CORP 150 ALMADEN BLVD. SAN JOSE CA 95113 true Common 2015-08-31 4 P false 2500 10.5184 A 9200 I Indirect by Spouse Common 2015-08-31 4 P false 2500 10.5399 A 80129 D Common 300 I Indirect by Trust Standard Employee Option - NSO 23.85 2006-08-03 2016-08-03 Common 0 3300 D Standard Employee Option - NSO 23.89 2007-05-04 2017-05-04 Common 0 5000 D Standard Employee Option - NSO 5.16 2011-06-16 2021-06-16 Common 0 384 D Standard Employee Option - NSO 6.39 2012-05-01 2022-05-01 Common 0 5500 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common 0 6050 D Standard Employee Option - NSO 7.43 2009-05-04 2019-05-04 Common 0 5500 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common 0 6050 D Debbie Reuter as Attorney in fact for Jack Conner 2015-09-02