0001053352-15-000022.txt : 20150430 0001053352-15-000022.hdr.sgml : 20150430 20150430170025 ACCESSION NUMBER: 0001053352-15-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150428 FILED AS OF DATE: 20150430 DATE AS OF CHANGE: 20150430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGOVERN LAWRENCE D CENTRAL INDEX KEY: 0001222697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 15819883 MAIL ADDRESS: STREET 1: C/O HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-04-28 0001053352 HERITAGE COMMERCE CORP HTBK 0001222697 MCGOVERN LAWRENCE D C/O HERITAGE COMMERCE CORP 150 ALMADEN BLVD SAN JOSE CA 95113 true EVP/CFO Common 2015-04-28 4 A false 10000 0 A 43500 D Standard Employee Option - ISO 23.85 2006-08-03 2016-08-03 Common 0 1126 D Standard Employee Option - ISO 23.89 2007-05-04 2017-05-04 Common 0 1127 D Standard Employee Option - NSO 23.85 2006-08-03 2016-08-03 Common 0 8874 D Standard Employee Option - NSO 23.89 2007-05-04 2017-05-04 Common 0 13873 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common 0 15000 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common 0 15000 D Restricted stock vests 25% each year on an annualized basis. Debbie Reuter as Attorney in fact for Lawrence McGovern 2015-04-30