0001053352-15-000013.txt : 20150427 0001053352-15-000013.hdr.sgml : 20150427 20150427125958 ACCESSION NUMBER: 0001053352-15-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150424 FILED AS OF DATE: 20150427 DATE AS OF CHANGE: 20150427 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOENISKOETTER CHARLES J CENTRAL INDEX KEY: 0001222694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 15794411 MAIL ADDRESS: STREET 1: C/O REDWOOD TRUST STREET 2: ONE BELVEDERE PLACE #300 CITY: MILL VALLEY STATE: CA ZIP: 94941 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-04-24 0001053352 HERITAGE COMMERCE CORP HTBK 0001222694 TOENISKOETTER CHARLES J C/O REDWOOD TRUST ONE BELVEDERE PLACE #300 MILL VALLEY CA 94941 true Common 2015-04-24 4 M false 3500 9.06 A 14500 I Indirect by Trust Common 1250 D Common 150 I Indirect by Spouse Standard Employee Option - NSO 3.57 2015-04-24 4 X false 3500 9.06 D 2010-07-26 2020-07-26 Common 3500 0 D Standard Employee Option - NSO 18.0100 2005-05-26 2015-05-26 Common 0 2500 D Standard Employee Option - NSO 23.85 2006-08-03 2016-08-03 Common 0 3300 D Standard Employee Option - NSO 23.89 2007-05-04 2017-05-04 Common 0 4500 D Standard Employee Option - NSO 5.16 2011-06-16 2021-06-16 Common 0 4500 D Standard Employee Option - NSO 6.39 2012-05-01 2022-05-01 Common 0 4500 D Standard Employee Option - NSO 6.57 2013-04-30 2023-04-30 Common 0 4500 D Standard Employee Option - NSO 7.43 2009-05-04 2019-05-04 Common 0 3500 D Standard Employee Option - NSO 8.07 2014-02-27 2024-02-27 Common 0 4500 D Debbie Reuter as Attorney in fact for Charles Toeniskoetter 2015-04-27