0001053352-15-000009.txt : 20150313 0001053352-15-000009.hdr.sgml : 20150313 20150313132552 ACCESSION NUMBER: 0001053352-15-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150311 FILED AS OF DATE: 20150313 DATE AS OF CHANGE: 20150313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hallgrimson Steven L. CENTRAL INDEX KEY: 0001522757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 15698582 MAIL ADDRESS: STREET 1: 150 ALMADEN BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-03-11 0001053352 HERITAGE COMMERCE CORP HTBK 0001522757 Hallgrimson Steven L. 150 ALMADEN BLVD. SAN JOSE CA 95113 true Common 2015-03-11 4 M false 996 8.44 A 77355 D Common 2015-03-11 4 M false 1831 8.44 A 77355 D Common 2015-03-11 4 M false 2828 8.44 A 77355 D Common 4000 I Private Foundation Common 16300 I Indirect by Other Beneficiary Type Common 7000 I With Son in an LLC Common 3000 I Owned by Spouse Common 2000 I Personal IRA Common 3500 I SEP IRA Common 3300 I Indirect by Trust Standard Employee Option - NSO 6.39 2015-03-11 4 X false 2828 8.44 D 2012-05-01 2022-05-01 Common 2828 1172 D Standard Employee Option - NSO 6.57 2015-03-11 4 X false 1831 8.44 D 2013-04-30 2023-04-30 Common 1831 2169 D Standard Employee Option - NSO 8.07 2015-03-11 4 X false 996 8.44 D 2014-02-27 2024-02-27 Common 996 3004 D Debbie Reuter as Attorney in fact for Steven Hallgrimson 2015-03-13