0001053352-12-000089.txt : 20120810 0001053352-12-000089.hdr.sgml : 20120810 20120810163709 ACCESSION NUMBER: 0001053352-12-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120810 FILED AS OF DATE: 20120810 DATE AS OF CHANGE: 20120810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conner Jack W CENTRAL INDEX KEY: 0001305150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 121024990 MAIL ADDRESS: STREET 1: HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2012-08-10 0 0001053352 HERITAGE COMMERCE CORP HTBK 0001305150 Conner Jack W 150 ALMADEN BOULEVARD SAN JOSE CA 95113 1 0 0 0 Heritage Commerce Corp - Common Stock 2012-08-10 4 P 0 31400 6.38 A 65497 D Heritage Commerce Corp - Common Stock 300 I Indirect by Trust Heritage Commerce Corp - Common Stock 6700 I Indirect by spouse Non-Qualified Stock Option (right to buy) 3.57 2010-07-26 2020-07-26 Heritage Commerce Corp - Common Stock 4500 4500 D Non-Qualified Stock Option (right to buy) 5.16 2011-06-16 2021-06-16 Heritage Commerce Corp - Common Stock 5500 5500 D Non-Qualified Stock Option (right to buy) 6.39 2012-05-01 2022-05-01 Heritage Commerce Corp - Common Stock 5500 5500 D Non-Qualified Stock Option (right to buy) 7.43 2009-05-04 2019-05-04 Heritage Commerce Corp - Common Stock 5500 5500 D Non-Qualified Stock Option (right to buy) 17.44 2004-10-28 2014-10-28 Heritage Commerce Corp - Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy) 18.01 2005-05-26 2015-05-26 Heritage Commerce Corp - Common Stock 2500 2500 D Non-Qualified Stock Option (right to buy) 23.85 2006-08-03 2016-08-03 Heritage Commerce Corp - Common Stock 3300 3300 D Non-Qualified Stock Option (right to buy) 23.89 2007-05-04 2017-05-04 Heritage Commerce Corp - Common Stock 5000 5000 D Stock option vests daily in four years. By: Debbie Reuter as Attorney in Fact For: Jack Conner 2012-08-10