0001053352-11-000107.txt : 20111209 0001053352-11-000107.hdr.sgml : 20111209 20111209173552 ACCESSION NUMBER: 0001053352-11-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111209 FILED AS OF DATE: 20111209 DATE AS OF CHANGE: 20111209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLANEN HUMPHREY P CENTRAL INDEX KEY: 0001222692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 111254263 MAIL ADDRESS: STREET 1: C/O HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2011-12-09 0 0001053352 HERITAGE COMMERCE CORP HTBK 0001222692 POLANEN HUMPHREY P 150 ALMADEN BOULEVARD SAN JOSE CA 95113 1 0 0 0 Heritage Commerce Corp - Common Stock 2011-12-09 4 S 0 3000 4.8527 D 4865 D Heritage Commerce Corp - Common Stock 1623 I Indirect by spouse Non-Qualified Stock Option (right to buy) 3.57 2010-07-26 2020-07-26 Heritage Commerce Corp - Common Stock 3500 3500 D Non-Qualified Stock Option (right to buy) 5.16 2011-06-16 2021-06-16 Heritage Commerce Corp - Common Stock 4500 4500 D Non-Qualified Stock Option (right to buy) 7.43 2009-05-04 2019-05-04 Heritage Commerce Corp - Common Stock 3500 3500 D Non-Qualified Stock Option (right to buy) 8.5 2002-10-25 2012-10-24 Heritage Commerce Corp - Common Stock 2500 2500 D Non-Qualified Stock Option (right to buy) 14.09 1999-12-16 2009-12-16 Heritage Commerce Corp - Common Stock 3300 3300 D Non-Qualified Stock Option (right to buy) 18.01 2005-05-26 2015-05-26 Heritage Commerce Corp - Common Stock 2500 2500 D Non-Qualified Stock Option (right to buy) 23.85 2006-08-03 2016-08-03 Heritage Commerce Corp - Common Stock 3300 3300 D Non-Qualified Stock Option (right to buy) 23.89 2007-05-04 2017-05-04 Heritage Commerce Corp - Common Stock 4500 4500 D Stock option vests daily in four years. By: Debbie Reuter as Attorney in Fact For: Humphrey Polanen 2011-12-09