0001053352-11-000057.txt : 20110617 0001053352-11-000057.hdr.sgml : 20110617 20110617164040 ACCESSION NUMBER: 0001053352-11-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110616 FILED AS OF DATE: 20110617 DATE AS OF CHANGE: 20110617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaczmarek Walter Theodore CENTRAL INDEX KEY: 0001321837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 11919158 MAIL ADDRESS: STREET 1: HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-06-16 0 0001053352 HERITAGE COMMERCE CORP HTBK 0001321837 Kaczmarek Walter Theodore 150 ALMADEN BOULEVARD SAN JOSE CA 95113 1 1 0 0 CEO and President Heritage Commerce Corp - Common Stock 2011-06-16 4 A 0 15000 0 A 66000 D Heritage Commerce Corp - Common Stock 41000 I Indirect by IRA Incentive Stock Option (right to buy) 18.15 2005-03-17 2015-03-17 Heritage Commerce Corp - Common Stock 23456 23456 D Incentive Stock Option (right to buy) 23.85 2006-08-03 2016-08-03 Heritage Commerce Corp - Common Stock 235 235 D Non-Qualified Stock Option (right to buy) 18.15 2005-03-17 2015-03-17 Heritage Commerce Corp - Common Stock 26544 26544 D Non-Qualified Stock Option (right to buy) 23.85 2006-08-03 2016-08-03 Heritage Commerce Corp - Common Stock 19765 19765 D Non-Qualified Stock Option (right to buy) 23.89 2007-05-04 2017-05-04 Heritage Commerce Corp - Common Stock 25000 25000 D By: Debbie Reuter as Attonry in Fact For: Kaczmarek, Walter 2011-06-17