0001053352-11-000011.txt : 20110316 0001053352-11-000011.hdr.sgml : 20110316 20110316174637 ACCESSION NUMBER: 0001053352-11-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110315 FILED AS OF DATE: 20110316 DATE AS OF CHANGE: 20110316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kawamoto Dan Toshio CENTRAL INDEX KEY: 0001421984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 11693045 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-03-15 0 0001053352 HERITAGE COMMERCE CORP HTBK 0001421984 Kawamoto Dan Toshio 150 ALMADEN BLVD. SAN JOSE CA 95113 0 1 0 0 EVP/Chief Adm Officer Heritage Commerce Corp - Common Stock 2011-03-15 4 A 0 4000 4.6953 A 9388 I Indirect by IRA Heritage Commerce Corp - Common Stock 4000 D Non-Qualified Stock Option (right to buy) 3.22 2009-07-27 2019-07-27 Heritage Commerce Corp - Common Stock 25000 25000 D Stock option vests daily in four years. Dan Kawamoto 2011-03-16