0001053352-11-000008.txt : 20110304 0001053352-11-000008.hdr.sgml : 20110304 20110304171107 ACCESSION NUMBER: 0001053352-11-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110304 FILED AS OF DATE: 20110304 DATE AS OF CHANGE: 20110304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEFANOWICZ MARK CENTRAL INDEX KEY: 0001215038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 11665608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-03-04 0 0001053352 HERITAGE COMMERCE CORP HTBK 0001215038 LEFANOWICZ MARK 150 ALMADEN BLVD. SAN JOSE CA 95113 1 0 0 0 Heritage Commerce Corp - Common Stock 2011-03-04 4 A 0 1898 4.6316 A 55679 I Indirect by IRA Heritage Commerce Corp - Common Stock 5726 D Non-Qualified Stock Option (right to buy) 3.57 2010-07-26 2020-07-26 Heritage Commerce Corp - Common Stock 3000 3000 D Non-Qualified Stock Option (right to buy) 7.43 2009-05-04 2019-05-04 Heritage Commerce Corp - Common Stock 3000 3000 D Non-Qualified Stock Option (right to buy) 20.69 2007-08-10 2017-08-10 Heritage Commerce Corp - Common Stock 4000 4000 D Stock option vests daily in four years. By: Debbie Reuter as Attorney in fact For: Mark Lefanowicz 2011-03-04