-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CZ2NCUJg9OpnHzWQOK1pDc767Kk59XGwpXxhDYReRHxh3qg4Aoyxv6H+vLQ3XMC+ nWN0PdAPPd7NQCaAF10dwQ== 0001053352-10-000042.txt : 20100810 0001053352-10-000042.hdr.sgml : 20100810 20100810183508 ACCESSION NUMBER: 0001053352-10-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100810 FILED AS OF DATE: 20100810 DATE AS OF CHANGE: 20100810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEFANOWICZ MARK CENTRAL INDEX KEY: 0001215038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 101006093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-08-10 0 0001053352 HERITAGE COMMERCE CORP HTBK 0001215038 LEFANOWICZ MARK 150 ALMADEN BLVD. SAN JOSE CA 95113 1 0 0 0 Heritage Commerce Corp - Common Stock 2010-08-10 4 A 0 6000 3.5974 A 34679 I Indirect by IRA Heritage Commerce Corp - Common Stock 2010-08-10 4 A 0 10000 3.599 A 44679 I Indirect by IRA Heritage Commerce Corp - Common Stock 5726 D Non-Qualified Stock Option (right to buy) 3.57 2010-07-26 2020-07-26 Heritage Commerce Corp - Common Stock 3000 3000 D Non-Qualified Stock Option (right to buy) 7.43 2009-05-04 2019-05-04 Heritage Commerce Corp - Common Stock 3000 3000 D Non-Qualified Stock Option (right to buy) 20.69 2007-08-10 2017-08-10 Heritage Commerce Corp - Common Stock 4000 4000 D Stock option vests daily in four years. By: Lawrence D. McGovern as Attorney in fact For: Mark Lefanowicz 2010-08-10 -----END PRIVACY-ENHANCED MESSAGE-----