-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NbCovhgL+i6T3geNGH4HtD1LBrIrhZfm8fw9npJ/rVn96UESWjI93WKxD4vwM3xE ISKSlfqt5uH1gledd4m6bA== 0001053352-10-000040.txt : 20100803 0001053352-10-000040.hdr.sgml : 20100803 20100803181928 ACCESSION NUMBER: 0001053352-10-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100803 FILED AS OF DATE: 20100803 DATE AS OF CHANGE: 20100803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kawamoto Dan Toshio CENTRAL INDEX KEY: 0001421984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 10988908 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-08-03 0 0001053352 HERITAGE COMMERCE CORP HTBK 0001421984 Kawamoto Dan Toshio 150 ALMADEN BLVD. SAN JOSE CA 95113 0 1 0 0 EVP/Chief Adm Officer Heritage Commerce Corp - Common Stock 2010-08-03 4 P 0 800 3.5599 A 800 I Indirect by IRA Heritage Commerce Corp - Common Stock 2010-08-03 4 P 0 800 3.63 A 1600 I Indirect by IRA Heritage Commerce Corp - Common Stock 2010-08-03 4 P 0 400 3.64 A 2000 I Indirect by IRA Heritage Commerce Corp - Common Stock 4000 D Non-Qualified Stock Option (right to buy) 3.22 2009-07-27 2019-07-27 Heritage Commerce Corp - Common Stock 25000 25000 D Stock option vests daily in four years. Dan Kawamoto 2010-08-03 -----END PRIVACY-ENHANCED MESSAGE-----