-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AuxoTQdKbTJBS2A5Xl/bdii7UvXJQc1Lh6nN8ovRnu8SpSMlmv2fGOHb4k9I6GLC 0Q++aP3pkzXX9Yhqm5KRMg== 0001053352-09-000119.txt : 20090728 0001053352-09-000119.hdr.sgml : 20090728 20090728181959 ACCESSION NUMBER: 0001053352-09-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090727 FILED AS OF DATE: 20090728 DATE AS OF CHANGE: 20090728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kawamoto Dan Toshio CENTRAL INDEX KEY: 0001421984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 09968246 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-07-27 0 0001053352 HERITAGE COMMERCE CORP HTBK 0001421984 Kawamoto Dan Toshio 150 ALMADEN BLVD. SAN JOSE CA 95113 0 1 0 0 EVP/Chief Adm Officer Non-Qualified Stock Option (right to buy) 3.22 2009-07-27 4 A 0 25000 3.22 A 2009-07-27 2019-07-27 Heritage Commerce Corp - Common Stock 25000 25000 D Stock option vests daily in four years. By: Janet Walworth as Attorney in fact For: Dan Kawamoto 2009-07-28 -----END PRIVACY-ENHANCED MESSAGE-----