-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D+xTLvfUEH3czzLRCarEzl5x41aEp59q25G72xxx+xaspQKSDU//LNjqKu5kWvIU Iug0P+zXVNiz65J5pcu+bA== 0001053352-09-000054.txt : 20090506 0001053352-09-000054.hdr.sgml : 20090506 20090506215901 ACCESSION NUMBER: 0001053352-09-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090504 FILED AS OF DATE: 20090506 DATE AS OF CHANGE: 20090506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conner Jack W CENTRAL INDEX KEY: 0001305150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 09803325 MAIL ADDRESS: STREET 1: HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD. CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-05-04 0 0001053352 HERITAGE COMMERCE CORP HTBK 0001305150 Conner Jack W 150 ALMADEN BOULEVARD SAN JOSE CA 95113 1 0 0 0 Heritage Commerce Corp - Common Stock 2009-05-05 4 P 0 2000 7.3937 A 58000 D Heritage Commerce Corp - Common Stock 2009-05-06 4 P 0 2000 7.2157 A 60000 D Heritage Commerce Corp - Common Stock 300 I Indirect by Trust Heritage Commerce Corp - Common Stock 6700 I Indirect by spouse Non-Qualified Stock Option (right to buy) 7.43 2009-05-04 4 A 0 5500 7.43 A 2009-05-04 2019-05-04 Heritage Commerce Corp - Common Stock 5500 5500 D Non-Qualified Stock Option (right to buy) 17.44 2004-10-28 2014-10-28 Heritage Commerce Corp - Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy) 18.01 2005-05-26 2015-05-26 Heritage Commerce Corp - Common Stock 2500 2500 D Non-Qualified Stock Option (right to buy) 23.85 2006-08-03 2016-08-03 Heritage Commerce Corp - Common Stock 3300 3300 D Non-Qualified Stock Option (right to buy) 23.89 2007-05-04 2017-05-04 Heritage Commerce Corp - Common Stock 5000 5000 D By: Janet Walworth as Attorney in fact For: Jack Conner 2009-05-06 -----END PRIVACY-ENHANCED MESSAGE-----