-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GkFAdaAH84F2kvGiiyYABBDKxzlJNmB603+hwCbEjcBT4YJhcI/zvqK82gZs5rga M3kDRgngv6XSnRsiIIA4PA== 0001053352-08-000093.txt : 20080912 0001053352-08-000093.hdr.sgml : 20080912 20080912130038 ACCESSION NUMBER: 0001053352-08-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080910 FILED AS OF DATE: 20080912 DATE AS OF CHANGE: 20080912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hagarty Richard CENTRAL INDEX KEY: 0001362630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 081068770 BUSINESS ADDRESS: BUSINESS PHONE: 408-494-4513 MAIL ADDRESS: STREET 1: 150 ALMADEN BLVD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2008-09-10 0 0001053352 HERITAGE COMMERCE CORP HTBK 0001362630 Hagarty Richard 150 ALMADEN BOULEVARD SAN JOSE CA 95113 0 1 0 0 EVP/CCO Heritage Commerce Corp - Common Stock 2008-09-10 4 M 0 1700 8.96 A 4942 D Heritage Commerce Corp - Common Stock 2008-09-10 4 S 0 1700 13.3153 D 3242 D Heritage Commerce Corp - Common Stock 2008-09-11 4 M 0 5800 8.96 A 9042 D Heritage Commerce Corp - Common Stock 2008-09-11 4 S 0 5800 12.6996 D 3242 D Incentive Stock Option (right to buy) 8.96 2008-09-10 4 M 0 1700 8.96 D 2002-07-25 2012-07-25 Heritage Commerce Corp - Common Stock 1700 5800 D Incentive Stock Option (right to buy) 8.96 2008-09-11 4 M 0 5800 8.96 D 2002-07-25 2012-07-25 Heritage Commerce Corp - Common Stock 5800 0 D Incentive Stock Option (right to buy) 14.11 2004-05-27 2014-05-27 Heritage Commerce Corp - Common Stock 3000 3000 D Incentive Stock Option (right to buy) 23.85 2006-08-03 2016-08-03 Heritage Commerce Corp - Common Stock 3221 3221 D Incentive Stock Option (right to buy) 23.89 2007-05-04 2017-05-04 Heritage Commerce Corp - Common Stock 2941 2941 D Non-Qualified Stock Option (right to buy) 23.85 2006-08-03 2016-08-03 Heritage Commerce Corp - Common Stock 1779 1779 D Non-Qualified Stock Option (right to buy) 23.89 2007-05-04 2017-05-04 Heritage Commerce Corp - Common Stock 6059 6059 D By: Rebecca Levey as Attorney in fact For: Richard Hagarty 2008-09-12 -----END PRIVACY-ENHANCED MESSAGE-----