-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PKRZExFhIRHCkZNmIBjB+2ix/SCa2aWl2w79vqOFiAjFccHrexAAp/1BIvsGYNp2 pry0oC8BkUGewtOuAe00bg== 0001053352-08-000033.txt : 20080522 0001053352-08-000033.hdr.sgml : 20080522 20080522133554 ACCESSION NUMBER: 0001053352-08-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080520 FILED AS OF DATE: 20080522 DATE AS OF CHANGE: 20080522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGOVERN LAWRENCE D CENTRAL INDEX KEY: 0001222697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 08854132 MAIL ADDRESS: STREET 1: C/O HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2008-05-20 0 0001053352 HERITAGE COMMERCE CORP HTBK 0001222697 MCGOVERN LAWRENCE D 150 ALMADEN BOULEVARD SAN JOSE CA 95113 0 1 0 0 Chief Financial Officer Heritage Commerce Corp - Common Stock 2008-05-20 4 O 0 9000 9.39 A 15650 D Heritage Commerce Corp - Common Stock 2008-05-20 4 S 0 5000 15.4622 D 10650 D Incentive Stock Option (right to buy) 9.39 2008-05-20 4 O 0 9000 9.39 D 1998-07-17 2008-07-16 Heritage Commerce Corp - Common Stock 9000 21020 D Incentive Stock Option (right to buy) 9.51 2002-04-25 2012-04-25 Heritage Commerce Corp - Common Stock 9000 9000 D Incentive Stock Option (right to buy) 14.11 2004-05-27 2014-05-27 Heritage Commerce Corp - Common Stock 7500 7500 D Incentive Stock Option (right to buy) 20 2005-08-11 2015-08-11 Heritage Commerce Corp - Common Stock 8000 8000 D Incentive Stock Option (right to buy) 23.85 2006-08-03 2016-08-03 Heritage Commerce Corp - Common Stock 8874 8874 D Incentive Stock Option (right to buy) 23.89 2007-05-04 2017-05-04 Heritage Commerce Corp - Common Stock 1127 1127 D Non-Qualified Stock Option (right to buy) 23.85 2006-08-03 2016-08-03 Heritage Commerce Corp - Common Stock 1126 1126 D Non-Qualified Stock Option (right to buy) 23.89 2007-05-04 2017-05-04 Heritage Commerce Corp - Common Stock 13873 13873 D By: Rebecca Levey as Attorney in fact For: Lawrence D. McGovern 2008-05-22 -----END PRIVACY-ENHANCED MESSAGE-----