-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HuP69JbdIs+7sQh6ZcSb4TNp2xE9JKqwBy0Nl0wB3F5uhXXfJ5vooVtkVEfzLe04 MhcKQv3QvkisMl4F8ssC4Q== 0001053352-07-000080.txt : 20070507 0001053352-07-000080.hdr.sgml : 20070507 20070507201300 ACCESSION NUMBER: 0001053352-07-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070504 FILED AS OF DATE: 20070507 DATE AS OF CHANGE: 20070507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PECKHAM JACK L CENTRAL INDEX KEY: 0001222691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 07825529 MAIL ADDRESS: STREET 1: C/O HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 pec213.xml X0202 4 2007-05-04 0 0001053352 HERITAGE COMMERCE CORP HTBK 0001222691 PECKHAM JACK L 6683 CRYSTAL SPRINGS DRIVE SAN JOSE CA 95120 1 0 0 0 Heritage Commerce Corp - Common 111934.00 I By Trust Heritage Commerce Corp Stock Option (Right to Buy) 23.85 2006-08-03 2016-08-03 Heritage Commerce Corp - Common 3300.00 3300.00 D Heritage Commerce Corp Stock Option (Right to Buy) 23.89 2007-05-04 2017-05-04 Heritage Commerce Corp - Common 4500.00 4500.00 D Heritage Commerce Corp Stock Option (Right to Buy) 5.25 1997-07-01 2007-07-01 Heritage Commerce Corp - Common 4950.00 4950.00 D Heritage Commerce Corp Stock Option (Right to Buy) 11.21 1998-09-17 2008-09-17 Heritage Commerce Corp - Common 6600.00 6600.00 D Heritage Commerce Corp Stock Option (Right to Buy) 14.09 1999-12-16 2009-12-16 Heritage Commerce Corp - Common 3300.00 3300.00 D Heritage Commerce Corp Stock Option (Right to Buy) 8.50 2002-10-25 2012-10-24 Heritage Commerce Corp - Common 7500.00 7500.00 D Heritage Commerce Corp Stock Option (Right to Buy) 18.01 2005-05-26 2015-05-26 Heritage Commerce Corp - Common 2500.00 2500.00 D Stock Option Grant By: Rebecca Levey as Attorney in fact for 2007-05-07 -----END PRIVACY-ENHANCED MESSAGE-----