-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vj6VFc9rZo/H0TCcfH3RiopNqXCHhq354Gkyu1H9hj1Wz4qBAhWouMsEXCAWcaBP hFL1dEhh85GmoLD3QtNMjA== 0001053352-07-000014.txt : 20070301 0001053352-07-000014.hdr.sgml : 20070301 20070301123813 ACCESSION NUMBER: 0001053352-07-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070228 FILED AS OF DATE: 20070301 DATE AS OF CHANGE: 20070301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOENISKOETTER CHARLES J CENTRAL INDEX KEY: 0001222694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 07661653 BUSINESS ADDRESS: STREET 1: C/O REDWOOD TRUST STREET 2: ONE BELVEDERE PL # 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: 4153897373 MAIL ADDRESS: STREET 1: C/O REDWOOD TRUST STREET 2: ONE BELVEDERE PLACE #300 CITY: MILL VALLEY STATE: CA ZIP: 94941 4 1 toe191.xml X0202 4 2007-02-28 0 0001053352 HERITAGE COMMERCE CORP HTBK 0001222694 TOENISKOETTER CHARLES J 1960 THE ALAMEDA SAN JOSE CA 95126 1 0 0 0 Heritage Commerce Corp - Common 2007-02-28 2007-02-28 4 S 0 764 25.41 D 11000.00 I By Profit Sharing Plan Trust Heritage Commerce Corp - Common 1250.00 D Heritage Commerce Corp - Common 150.00 I By Spouse Heritage Commerce Corp Stock Option (Right to Buy) 8.96 2002-07-26 2012-07-25 Heritage Commerce Corp - Common 7500.00 7500.00 D Heritage Commerce Corp Stock Option (Right to Buy) 8.50 2002-10-25 2012-10-24 Heritage Commerce Corp - Common 7500.00 7500.00 D Heritage Commerce Corp Stock Option (Right to Buy) 18.01 2005-05-26 2015-05-26 Heritage Commerce Corp - Common 2500.00 2500.00 D Heritage Commerce Corp Stock Option (Right to Buy) 23.85 2006-08-03 2016-08-03 Heritage Commerce Corp - Common 3300.00 3300.00 D By: Rebecca Levey as Attorney in fact for 2007-03-01 -----END PRIVACY-ENHANCED MESSAGE-----