-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AHvSzLDjzZUJkOvpCa7JAseu8B+f1raTIn8A5lxAODVFTJ8bG80shpoFc53dfmvu hcl2Jj1VJIv0Z5+vyzGKSw== 0001053352-06-000095.txt : 20061108 0001053352-06-000095.hdr.sgml : 20061108 20061108184319 ACCESSION NUMBER: 0001053352-06-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061108 FILED AS OF DATE: 20061108 DATE AS OF CHANGE: 20061108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORMANDIN LOUIS O CENTRAL INDEX KEY: 0001222690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 061199015 MAIL ADDRESS: STREET 1: C/O HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 nor183.xml X0202 4 2006-11-08 0 0001053352 HERITAGE COMMERCE CORP HTBK 0001222690 NORMANDIN LOUIS O 900 W. CAPITOL EXPWY AUTO MALL SAN JOSE CA 95136 1 0 0 0 Heritage Commerce Corp - Common 2006-11-08 2006-11-08 4 O 0 3596 8.50 A 127605.00 I By Trust Heritage Commerce Corp - Common 2006-11-08 2006-11-08 4 O 0 899 18.01 A 128504.00 I By Trust Heritage Commerce Corp - Common 2006-11-08 2006-11-08 4 O 0 206 23.85 A 128710.00 I By Trust Heritage Commerce Corp Stock Option (Right to Buy) 18.01 2005-05-26 2015-05-26 Heritage Commerce Corp - Common 2500.00 2500.00 D Heritage Commerce Corp Stock Option (Right to Buy) 23.85 2006-08-03 2016-08-03 Heritage Commerce Corp - Common 3300.00 3300.00 D Stock option exercise By: Rebecca Levey as Attorney in fact for 2006-11-08 -----END PRIVACY-ENHANCED MESSAGE-----