-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MTMfY73/v4igpGfhRmCjY3RARFn4ZPgI2zKeKLgdEiY50Xsn23QYg4DVbfdoCbRB lFEScEXqm6PX8s/68TdRhA== 0001053352-06-000011.txt : 20060221 0001053352-06-000011.hdr.sgml : 20060220 20060221130845 ACCESSION NUMBER: 0001053352-06-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060217 FILED AS OF DATE: 20060221 DATE AS OF CHANGE: 20060221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLANEN HUMPHREY P CENTRAL INDEX KEY: 0001222692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23877 FILM NUMBER: 06632213 MAIL ADDRESS: STREET 1: C/O HERITAGE COMMERCE CORP STREET 2: 150 ALMADEN BLVD CITY: SAN JOSE STATE: CA ZIP: 95113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 4 1 pol134.xml X0202 4 2006-02-17 0 0001053352 HERITAGE COMMERCE CORP HTBK 0001222692 POLANEN HUMPHREY P 5418 BRYANT AVE. OAKLAND CA 94618 1 0 0 0 Heritage Commerce Corp - Common 2006-02-17 2006-02-17 4 S 0 400 22.78 D 13708.00 D Heritage Commerce Corp - Common 2006-02-17 2006-02-17 4 S 0 843 22.78 D 12865.00 D Heritage Commerce Corp - Common 2006-02-17 2006-02-17 4 S 0 100 22.79 D 12765.00 D Heritage Commerce Corp - Common 623.00 I By Spouse Heritage Commerce Corp Stock Option (Right to Buy) 11.21 1998-09-17 2008-09-17 Heritage Commerce Corp - Common 6600.00 6600.00 D Heritage Commerce Corp Stock Option (Right to Buy) 14.09 1999-12-16 2009-12-16 Heritage Commerce Corp - Common 3300.00 3300.00 D Heritage Commerce Corp Stock Option (Right to Buy) 8.50 2002-10-25 2012-10-24 Heritage Commerce Corp - Common 7500.00 7500.00 D Heritage Commerce Corp Stock Option (Right to Buy) 18.01 2005-05-26 2015-05-26 Heritage Commerce Corp - Common 2500.00 2500.00 D By: Rebecca Levey as Attorney in fact for 2006-02-21 -----END PRIVACY-ENHANCED MESSAGE-----