0000945111-16-000002.txt : 20160927
0000945111-16-000002.hdr.sgml : 20160927
20160926192911
ACCESSION NUMBER: 0000945111-16-000002
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20160927
DATE AS OF CHANGE: 20160926
EFFECTIVENESS DATE: 20160927
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP
CENTRAL INDEX KEY: 0001053352
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 770469558
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-271326
FILM NUMBER: 161903156
BUSINESS ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
BUSINESS PHONE: 4089476900
MAIL ADDRESS:
STREET 1: 150 ALMADEN BOULEVARD
CITY: SAN JOSE
STATE: CA
ZIP: 95113
D
1
primary_doc.xml
X0707
D
LIVE
0001053352
HERITAGE COMMERCE CORP
150 ALMADEN BOULEVARD
SAN JOSE
CA
CALIFORNIA
95113
4089476900
CALIFORNIA
None
None
Corporation
true
Frank
G.
Bisceglia
150 Almaden Boulevard
San Jose
CA
CALIFORNIA
95113
Director
Jack
W.
Conner
150 Almaden Boulevard
San Jose
CA
CALIFORNIA
95113
Director
John
Eggemeyer
150 Almaden Boulevard
San Jose
CA
CALIFORNIA
95113
Director
J.
Philip
DiNapoli
150 Almaden Boulevard
San Jose
CA
CALIFORNIA
95113
Director
Steven
L.
Hallgrimson
150 Almaden Boulevard
San Jose
CA
CALIFORNIA
95113
Director
Walter
T.
Kaczmarek
150 Almaden Boulevard
San Jose
CA
CALIFORNIA
95113
Executive Officer
Director
Julianne
M.
Biagini-Komas
150 Almaden Boulevard
San Jose
CA
CALIFORNIA
95113
Director
Lawrence
D.
McGovern
150 Almaden Boulevard
San Jose
CA
CALIFORNIA
95113
Executive Officer
Robert
T.
Moles
150 Almaden Boulevard
San Jose
CA
CALIFORNIA
95113
Director
Laura
Roden
150 Almaden Boulevard
San Jose
CA
CALIFORNIA
95113
Director
Ranson
W.
Webster
150 Almaden Boulevard
San Jose
CA
CALIFORNIA
95113
Director
Walter
Kirk
Wycoff
150 Almaden Boulevard
San Jose
CA
CALIFORNIA
95113
Director
Commercial Banking
$25,000,001 - $100,000,000
- 06b
false
2016-09-12
false
true
false
Exchange of 21,003.75 shares of Issuer's Series C convertible perpetual preferred stock for 5,601,000 shares of Issuer's common stock (Exemption Section 3(a)(9) and 18(b)(4) of 33 Act)
0
63739380
63739380
0
Amount based on the NASDAQ closing price on September 12, 2016 for Issuer. Issuer received no cash proceeds as a result of the exchange for Series C convertible perpetual preferred stock for Issuer's common stock
false
3
0
0
0
false
HERITAGE COMMERCE CORP
/s/ Deborah K. Reuter
Deborah K. Reuter
Corporate Secretary
2016-09-23