-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PwXxY676cSjh/6uXm0nUmgb4fQMuGQjAaBfHtSgr/CGcr1AvdX/NW2L6hEbRDU1u OirJFqCY5KQHsdsPrlaiig== 0000945111-10-000001.txt : 20100628 0000945111-10-000001.hdr.sgml : 20100628 20100628165403 ACCESSION NUMBER: 0000945111-10-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20100628 DATE AS OF CHANGE: 20100628 EFFECTIVENESS DATE: 20100628 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE COMMERCE CORP CENTRAL INDEX KEY: 0001053352 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770469558 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-144121 FILM NUMBER: 10920579 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089476900 MAIL ADDRESS: STREET 1: 150 ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 D 1 primary_doc.xml X0704 D LIVE 0001053352 HERITAGE COMMERCE CORP 150 ALMADEN BOULEVARD SAN JOSE CA CALIFORNIA 95113 4089476900 CALIFORNIA None None Corporation true Frank G. Bisceglia 150 Almaden Boulevard San Jose CA CALIFORNIA 95113 Director Jack W. Conner 150 Almaden Boulevard San Jose CA CALIFORNIA 95113 Director Celeste V. Ford 150 Almaden Boulevard San Jose CA CALIFORNIA 95113 Director John J. Hounslow 150 Almaden Boulevard San Jose CA CALIFORNIA 95113 Director Walter T. Kaczmarek 150 Almaden Boulevard San Jose CA CALIFORNIA 95113 Executive Officer Director Mark E. Lefanowicz 150 Almaden Boulevard San Jose CA CALIFORNIA 95113 Director Lawrence D. McGovern 150 Almaden Boulevard San Jose CA CALIFORNIA 95113 Executive Officer Robert T. Moles 150 Almaden Boulevard San Jose CA CALIFORNIA 95113 Director Humphrey P. Polanen 150 Almaden Boulevard San Jose CA CALIFORNIA 95113 Director Charles J. Toeniskoetter 150 Almaden Boulevard San Jose CA CALIFORNIA 95113 Director Ranson W. Webster 150 Almaden Boulevard San Jose CA CALIFORNIA 95113 Director Commercial Banking $25,000,001 - $100,000,000 06 false 2010-06-21 false true false 0 Sandler O'Neill & Partners, L.P. 23328 None None 919 Third Avenue 6th Floor New York NY NEW YORK 10022 NY NEW YORK VA VIRGINIA CA CALIFORNIA PA PENNSYLVANIA IL ILLINOIS MO MISSOURI MA MASSACHUSETTS false 75000000 75000000 0 false 30 4125000 0 Amount paid to Sandler, O'Neill & Partners, L.P. for Placement Agent Fee 0 false HERITAGE COMMERCE CORP Lawrence D. McGovern Lawrence D. McGovern Executive Vice President and Chief Financial Officer 2010-06-28 -----END PRIVACY-ENHANCED MESSAGE-----