UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of May, 2017
Commission File Number 001-33434
CREDIT SUISSE AG
(Translation of Registrant’s Name Into English)
Paradeplatz 8, CH-8001 Zurich, Switzerland
(Address of Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. |
Form 20-F ![]() ![]() |
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ____ |
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____ |
Explanatory note
This Report on Form 6-K contains the exhibit set forth below. This report on Form 6-K and such exhibit are hereby incorporated by reference into Registration Statement No. 333-202913 of Credit Suisse AG.
Exhibit 99.1: Tax Opinion of Orrick, Herrington & Sutcliffe LLP.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
CREDIT SUISSE AG |
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Date: May 3, 2017 | By: | /s/ Elaine Sam | ||
Name: | Elaine Sam | |||
Title: | Authorized Officer | |||
By: | /s/ Praju Doshi | |||
Name: | Praju Doshi | |||
Title: | Authorized Officer |
Exhibit 99.1
Orrick, Herrington & Sutcliffe LLP
51 WEST 52ND STREET
NEW YORK, NEW YORK 10019-6142
May 3, 2017
Credit Suisse AG
Paradeplatz 8
CH 8001 Zurich, Switzerland
Ladies and Gentlemen:
We have acted as special tax counsel to Credit Suisse AG, a corporation incorporated under the laws of Switzerland (the “Company”), in connection with the preparation and filing of each pricing supplement or term sheet, as applicable, identified in Exhibit A attached hereto (each, a “Pricing Supplement”), to the underlying supplement and product supplement referenced therein, if applicable, to the prospectus supplement dated May 4, 2015 for the Company’s Senior Medium-Term Notes and Subordinated Medium-Term Notes relating to the prospectus dated May 4, 2015 contained in the Company’s Registration Statement (No. 333-202913) (the “Registration Statement”). This opinion is being furnished in accordance with the requirements of Section 601(b)(8) of Regulation S-K of the Securities Act of 1933, as amended (the “Act”).
In our opinion, the discussions under the headings “Material U.S. Federal Income Tax Considerations” in each Pricing Supplement and “Material United States Federal Income Tax Considerations” or “Material U.S. Federal Income Tax Considerations”, as applicable, in each related product supplement, subject to the conditions and limitations described therein, set forth the material U.S. federal income tax considerations applicable generally to holders of the securities offered pursuant to each Pricing Supplement as a result of the ownership and disposition of such securities.
We hereby consent to the filing of this opinion as an exhibit to the Registration Statement and to the references to us in each Pricing Supplement and related product supplement. By such consent we do not concede that we are an “expert” for the purposes of the Act.
Very truly yours, | |
/s/ Orrick, Herrington & Sutcliffe LLP |
Exhibit A
Title of Securities | Date of Pricing Supplement | Pricing Supplement No. |
Capped Knock-Out Notes due May 16, 2018 | April 28, 2017 | J693 |
Buffered Return Equity Securities due May 1, 2020 | April 28, 2017 | K806 |
Buffered Accelerated Return Equity Securities due November 1, 2018 | April 28, 2017 | K807 |
Leveraged Buffered Basket-Linked Medium-Term Notes due 2019 | April 26, 2017 | K813 |
Buffer Digital Notes | May 1, 2017 | K828 |
Absolute Return Digital Barrier Securities due May 1, 2020 | April 28, 2017 | T993 |
Absolute Return Digital Barrier Securities due May 3, 2022 | April 28, 2017 | T994 |
Accelerated Barrier Notes due May 1, 2020 | April 28, 2017 | T996 |
Digital Plus Barrier Notes due May 1, 2020 | April 28, 2017 | T997 |
7.50% per annum Contingent Coupon Callable Yield Notes due May 4, 2020 | April 28, 2017 | U2022 |
5.00% per annum Contingent Coupon Autocallable Yield Notes due August 3, 2018 | April 28, 2017 | U2027 |
6.00% per annum Autocallable Yield Notes due May 3, 2018 | April 28, 2017 | U2028 |
9.00% per annum Contingent Coupon Callable Yield Notes due May 4, 2020 | April 28, 2017 | U2029 |
7.25% per annum Contingent Coupon Autocallable Yield Notes due August 3, 2018 | April 28, 2017 | U2030 |
Auto-Callable Contingent Income Securities due May 3, 2018 | April 28, 2017 | U2049 |
6.85% per annum Contingent Coupon Autocallable Yield Notes due August 5, 2019 | April 28, 2017 | U2067 |
6.20% per annum Contingent Coupon Autocallable Yield Notes due May 3, 2019 | April 28, 2017 | U2068 |
9.00% per annum Contingent Coupon Autocallable Yield Notes due May 4, 2020 | April 28, 2017 | U2069 |