0000950103-17-002895.txt : 20170330 0000950103-17-002895.hdr.sgml : 20170330 20170329203302 ACCESSION NUMBER: 0000950103-17-002895 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170329 FILED AS OF DATE: 20170330 DATE AS OF CHANGE: 20170329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE AG CENTRAL INDEX KEY: 0001053092 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33434 FILM NUMBER: 17723534 BUSINESS ADDRESS: STREET 1: PARADEPLATZ 8 CITY: ZURICH STATE: V8 ZIP: 8001 BUSINESS PHONE: 01141 44 333 1111 MAIL ADDRESS: STREET 1: P.O. BOX 1 CITY: ZURICH STATE: V8 ZIP: 8070 FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE / /FI DATE OF NAME CHANGE: 20050607 FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE FIRST BOSTON / /FI DATE OF NAME CHANGE: 19980115 6-K 1 dp74500_6k.htm FORM 6-K

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of March, 2017

Commission File Number 001-33434

 

CREDIT SUISSE AG

(Translation of Registrant’s Name Into English)

 

Paradeplatz 8, CH-8001 Zurich, Switzerland

(Address of Principal Executive Offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or
Form 40-F.

   Form 20-F  ☒   Form 40-F  ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ____
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____

 

 

Explanatory note

 

This Report on Form 6-K contains the exhibit set forth below. This report on Form 6-K and such exhibit are hereby incorporated by reference into Registration Statement No. 333-202913 of Credit Suisse AG.

 

Exhibit 99.1: Tax Opinion of Orrick, Herrington & Sutcliffe LLP.

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  CREDIT SUISSE AG  
     
     
Date: March 29, 2017 By:   /s/ Elaine Sam  
    Name:   Elaine Sam  
    Title:   Authorized Officer  
 
  By:   /s/ Praju Doshi  
    Name:   Praju Doshi  
    Title:   Authorized Officer  

 

 

 EX-99.1 2 dp74500_ex9901.htm EXHIBIT 99.1

 

Exhibit 99.1

 

Orrick, Herrington & Sutcliffe LLP

51 WEST 52ND STREET

NEW YORK, NEW YORK 10019-6142

 

March 29, 2017

 

Credit Suisse AG
Paradeplatz 8
CH 8001 Zurich, Switzerland

 

Ladies and Gentlemen:

 

We have acted as special tax counsel to Credit Suisse AG, a corporation incorporated under the laws of Switzerland (the “Company”), in connection with the preparation and filing of each pricing supplement or term sheet, as applicable, identified in Exhibit A attached hereto (each, a “Pricing Supplement”), to the underlying supplement and product supplement referenced therein, if applicable, to the prospectus supplement dated May 4, 2015 for the Company’s Senior Medium-Term Notes and Subordinated Medium-Term Notes relating to the prospectus dated May 4, 2015 contained in the Company’s Registration Statement (No. 333-202913) (the “Registration Statement”). This opinion is being furnished in accordance with the requirements of Section 601(b)(8) of Regulation S-K of the Securities Act of 1933, as amended (the “Act”).

 

In our opinion, the discussions under the headings “Material U.S. Federal Income Tax Considerations” in each Pricing Supplement and “Material United States Federal Income Tax Considerations” or “Material U.S. Federal Income Tax Considerations”, as applicable, in each related product supplement, subject to the conditions and limitations described therein, set forth the material U.S. federal income tax considerations applicable generally to holders of the securities offered pursuant to each Pricing Supplement as a result of the ownership and disposition of such securities.

 

We hereby consent to the filing of this opinion as an exhibit to the Registration Statement and to the references to us in each Pricing Supplement and related product supplement. By such consent we do not concede that we are an “expert” for the purposes of the Act.

 

Very truly yours,

 

/s/ Orrick, Herrington & Sutcliffe LLP

 

 

Exhibit A

 

Title of Securities Date of Pricing Supplement Pricing Supplement No.
Accelerated Return Equity Securities (ARES®) due June 28, 2018 March 24, 2017 A155
12.75% per annum Autocallable Yield Notes due March 29, 2018 March 24, 2017 F349
Knock-Out Notes due June 27, 2018 March 24, 2017 J681
Contingent Coupon Callable Yield Notes due March 29, 2019 March 24, 2017 J682
Contingent Coupon Callable Yield Notes due March 29, 2019 March 24, 2017 J683
Autocallable Securities due March 30, 2020 March 24, 2017 T989
18.75% per annum Contingent Coupon Autocallable Yield Notes due March 29, 2019 March 24, 2017 U2002
Auto-Callable Contingent Income Securities due September 28, 2017 March 24, 2017 U2004
Auto-Callable Contingent Income Securities due March March 27, 2017 U2005

 

 

29, 2018    
Auto-Callable Contingent Income Securities due March 27, 2020 March 24, 2017 U2006
Trigger Autocallable Contingent Yield Notes March 24, 2017 U2009
Trigger Autocallable Contingent Yield Notes March 24, 2017 U2010ABCD
7.00% per annum Contingent Coupon Buffered Callable Yield Notes due March 30, 2020 March 27, 2017 U2019