0000950103-16-015182.txt : 20160729 0000950103-16-015182.hdr.sgml : 20160729 20160729171548 ACCESSION NUMBER: 0000950103-16-015182 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160729 FILED AS OF DATE: 20160729 DATE AS OF CHANGE: 20160729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE AG CENTRAL INDEX KEY: 0001053092 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33434 FILM NUMBER: 161794919 BUSINESS ADDRESS: STREET 1: PARADEPLATZ 8 CITY: ZURICH STATE: V8 ZIP: 8001 BUSINESS PHONE: 01141 44 333 1111 MAIL ADDRESS: STREET 1: P.O. BOX 1 CITY: ZURICH STATE: V8 ZIP: 8070 FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE / /FI DATE OF NAME CHANGE: 20050607 FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE FIRST BOSTON / /FI DATE OF NAME CHANGE: 19980115 6-K 1 dp67579_6k.htm FORM 6-K

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

Form 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of July, 2016 

Commission File Number 001-33434

 

CREDIT SUISSE AG 

(Translation of Registrant’s Name Into English)

 

Paradeplatz 8, CH-8001 Zurich, Switzerland 

(Address of Principal Executive Offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or
Form 40-F.

   Form 20-F  ☒   Form 40-F  ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ____
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____

 

 

Explanatory note

 

This Report on Form 6-K contains the exhibit set forth below. This report on Form 6-K and such exhibit are hereby incorporated by reference into Registration Statement No. 333-202913 of Credit Suisse AG.

 

Exhibit 99.1: Tax Opinion of Orrick, Herrington & Sutcliffe LLP.

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  CREDIT SUISSE AG  
   
     
     
Date: July 29, 2016 By:   /s/ Elaine Sam  
    Name:   Elaine Sam  
    Title:   Authorized Officer  
 
  By:   /s/ Seth Wolfman  
    Name:   Seth Wolfman  
    Title:   Authorized Officer  

 

 EX-99.1 2 dp67579_ex9901.htm EXHIBIT 99.1

 

Exhibit 99.1

 

Orrick, Herrington & Sutcliffe LLP

51 WEST 52ND STREET

NEW YORK, NEW YORK 10019-6142

 

July 29, 2016

 

Credit Suisse AG
Paradeplatz 8
CH 8001 Zurich, Switzerland

 

Ladies and Gentlemen:

 

We have acted as special tax counsel to Credit Suisse AG, a corporation incorporated under the laws of Switzerland (the “Company”), in connection with the preparation and filing of each pricing supplement or term sheet, as applicable, identified in Exhibit A attached hereto (each, a “Pricing Supplement”), to the underlying supplement and product supplement referenced therein, if applicable, to the prospectus supplement dated May 4, 2015 for the Company’s Senior Medium-Term Notes and Subordinated Medium-Term Notes relating to the prospectus dated May 4, 2015 contained in the Company’s Registration Statement (No. 333-202913) (the “Registration Statement”). This opinion is being furnished in accordance with the requirements of Section 601(b)(8) of Regulation S-K of the Securities Act of 1933, as amended (the “Act”).

 

In our opinion, the discussions under the headings “Material U.S. Federal Income Tax Considerations” in each Pricing Supplement and “Material United States Federal Income Tax Considerations” or “Material U.S. Federal Income Tax Considerations”, as applicable, in each related product supplement, subject to the conditions and limitations described therein, set forth the material U.S. federal income tax considerations applicable generally to holders of the securities offered pursuant to each Pricing Supplement as a result of the ownership and disposition of such securities.

 

We hereby consent to the filing of this opinion as an exhibit to the Registration Statement and to the references to us in each Pricing Supplement and related product supplement. By such consent we do not concede that we are an “expert” for the purposes of the Act.

 

Very truly yours,

 

/s/ Orrick, Herrington & Sutcliffe LLP

 

 

Exhibit A

 

Title of Securities Date of Pricing Supplement Pricing Supplement No.
Buffered Return Enhanced Notes due August 30, 2017 July 22, 2016 J584
Knock-Out Notes due October 25, 2017 July 22, 2016 J585
Knock-Out Notes due January 24, 2018 July 22, 2016 J586
Buffered Accelerated Return Equity Securities due July 31, 2018 July 26, 2016 K681
Digital Buffered Notes due January 30, 2020 July 26, 2016 K684
Digital Buffered Notes due July 30, 2020 July 26, 2016 K685
Buffered Accelerated Return Equity Securities due July 29, 2019 July 22, 2016 K686
Accelerated Barrier Notes due July 30, 2020 July 26, 2016 T791
Absolute Return Barrier Securities due July 29, 2021 July 26, 2016 T792
Digital Plus Barrier Notes due July 29, 2021 July 26, 2016 T793
Digital Plus Barrier Notes due July 29, 2021 July 26, 2016 T794

 

 

Digital Barrier Notes due January 29, 2018 July 22, 2016 T798
Absolute Return Barrier Securities due July 29, 2019 July 22, 2016 T799
Autocallable Securities due July 29, 2020 July 22, 2016 T800
Capped Trigger GEARS July 26, 2016 T801
15 Months 7.25% per annum Contingent Coupon Autocallable Yield Notes due October 30, 2017 July 26, 2016 U1646
6.00% per annum Contingent Coupon Autocallable Yield Notes due July 29, 2021 July 26, 2016 U1647
10.50% per annum Contingent Coupon Callable Yield Notes due July 29, 2019 July 22, 2016 U1654
11.75% per annum Contingent Coupon Callable Yield Notes due July 29, 2019 July 22, 2016 U1655
Trigger Autocallable Contingent Yield Notes July 28, 2016 U1659
9.40% per annum Contingent Coupon Callable Yield Notes due July 29, 2019 July 26, 2016 U1662
Trigger Autocallable Contingent Yield Notes July 28, 2016 U1665

 

 

Trigger Callable Contingent Yield Notes (daily coupon observation) July 28, 2016 U1670
Trigger Callable Contingent Yield Notes (daily coupon observation) July 28, 2016 U1671