0000950103-15-007099.txt : 20150902 0000950103-15-007099.hdr.sgml : 20150902 20150902162750 ACCESSION NUMBER: 0000950103-15-007099 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20150902 FILED AS OF DATE: 20150902 DATE AS OF CHANGE: 20150902 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE AG CENTRAL INDEX KEY: 0001053092 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33434 FILM NUMBER: 151089836 BUSINESS ADDRESS: STREET 1: PARADEPLATZ 8 CITY: ZURICH STATE: V8 ZIP: 8001 BUSINESS PHONE: 01141 44 333 1111 MAIL ADDRESS: STREET 1: P.O. BOX 1 CITY: ZURICH STATE: V8 ZIP: 8070 FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE / /FI DATE OF NAME CHANGE: 20050607 FORMER COMPANY: FORMER CONFORMED NAME: CREDIT SUISSE FIRST BOSTON / /FI DATE OF NAME CHANGE: 19980115 6-K 1 dp59473_6k.htm FORM 6-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of September, 2015

Commission File Number 001-33434

 

CREDIT SUISSE AG

 

(Translation of Registrant’s Name Into English)

Paradeplatz 8, CH-8070 Zurich, Switzerland

(Address of Principal Executive Offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or
Form 40-F.

   Form 20-F      Form 40-F    
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant’s “home country”), or under the rules of the home country exchange on which the registrant’s securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant’s security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

   Yes      No    
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-.
 

 
 

Explanatory note

 

This report on Form 6-K contains the exhibit set forth below. This report on Form 6-K and such exhibit are hereby incorporated by reference into Registration Statement No. 333-202913 of Credit Suisse AG.

 

Exhibit 99.1: Press release of Credit Suisse AG dated September 2, 2015.

 


 
 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

         
  CREDIT SUISSE AG


 
 
Date: September 2, 2015 By:   /s/ Seth Wolfman  
    Name:   Seth Wolfman  
    Title:   Authorized Officer  
 
  By:   /s/ Michael G. Clark  
    Name:   Michael G. Clark  
    Title:   Authorized Officer  

EX-99.1 2 dp59473_ex9901.htm EXHIBIT 99.1

Exhibit 99.1

CREDIT SUISSE

Eleven Madison Avenue

New York, NY 10010

USA

 

Telephone +1 212 325 5200

Fax +1 212 325-6665

 

Media Release

Credit Suisse AG Announces the Reverse Splits of its UWTI and UGAZ ETNs

 

New York, September 2, 2015 Credit Suisse AG announced today that it will implement a 1-for-10 reverse split of its VelocityShares™ 3x Long Crude Oil ETN (“UWTI”) and a 1-for-5 reverse split of its VelocityShares™ 3x Long Natural Gas ETN (“UGAZ”), each expected to be effective as of September 10, 2015.

 

The reverse splits will be effective at the open of trading on September 10, 2015 and UWTI and UGAZ will each begin trading on the NYSE Arca on a reverse split-adjusted basis on such date. Holders of UWTI and UGAZ who purchased the ETNs prior to September 10, 2015 will receive one reverse split-adjusted ETN for every ten pre reverse-split UWTI ETNs and one reverse-split adjusted ETN for every five pre reverse-split UGAZ ETNs, respectively. In addition, such purchasers that hold a number of units of ETNs not evenly divisible by ten or five, as applicable, will receive a cash payment for any fractional number of units remaining of such series of ETNs (the “partials”). The cash amount due on any partials will be determined on September 17, 2015 based on the respective closing indicative values of UWTI and UGAZ on such date and will be paid by Credit Suisse AG on September 18, 2015.

 

The closing indicative value of UWTI on September 9, 2015 will be multiplied by ten to determine its reverse split-adjusted closing indicative value, and the closing indicative value of UGAZ on September 9, 2015 will be multiplied by five to determine its reverse split-adjusted closing indicative value. Following the reverse splits, UWTI and UGAZ will have new CUSIPs but will retain their same ticker symbols.

 

The reverse splits will affect the trading denominations of UWTI and UGAZ but they will not have any effect on the principal amounts of the underlying notes, except that the principal amounts will be reduced by the corresponding aggregate amount of any cash payments for “partials.”

 

None of the other ETNs offered by Credit Suisse AG are affected by these announcements.

 

Reverse Split Ticker Symbol CUSIP / New CUSIP
VelocityShares™ 3x Long Crude Oil ETN due February 9, 2032 UWTI 22542D589 / 22542D399
VelocityShares™ 3x Long Natural Gas ETN due February 9, 2032 UGAZ 22542D571 / 22542D381

 

Press Contacts

 

Nicole Sharp, Credit Suisse AG, telephone +1 212 325 8708, nicole.sharp@credit-suisse.com;
Credit Suisse ETNs, telephone +1 212 538 7333, ETN.Desk@credit-suisse.com

 

Credit Suisse AG

 

Credit Suisse AG is one of the world's leading financial services providers and is part of the Credit Suisse group of companies (referred to here as 'Credit Suisse'). As an integrated bank, Credit Suisse offers clients its combined expertise in the areas of private banking, investment banking and asset management. Credit Suisse provides advisory services, comprehensive solutions and innovative products to companies, institutional clients and high net worth private clients globally, as well as to retail clients in Switzerland. Credit Suisse is headquartered in Zurich and operates in over 50 countries worldwide. The group employs approximately 46,600 people. The registered shares (CSGN) of Credit Suisse's parent company, Credit Suisse Group AG, are listed in Switzerland and, in the form of American Depositary Shares (CS), in New York. Further information about Credit Suisse can be found at www.credit-suisse.com.

 

GRAPHIC 3 image_001.gif GRAPHIC begin 644 image_001.gif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end GRAPHIC 4 image_002.gif GRAPHIC begin 644 image_002.gif M1TE&.#=A#P / '< "'^&E-O9G1W87)E.B!-:6-R;W-O9G0@3V9F:6-E "P M #P / (0 /#P\0$! ! 0%.3DY>7EY=75UN;FYO;V]P<'!T='1^?GY_ M?W]X>'AW=W=]?7V @(")B8F&AH:^OKZKJZNTM+2SL[.JJJK!P<'JZNKV]O;U M]?7T]/3___\! @,! @,%5F GCF393="!)&R;(,K2,43#W/@=%4%W.!G-AD,L M=BB #N*A,8TJR<1CXQ1!.U).M6.)/K35+O:[%6?+7K#3/$4K)=L.)JDP7"SX ..?'Z1? @ @(&! X A #L! end GRAPHIC 5 image_002.jpg GRAPHIC begin 644 image_002.jpg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end