SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
RICHING BARBARA

(Last) (First) (Middle)
6710 KAISER DR

(Street)
FREMONT CA 94555

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/11/2004
3. Issuer Name and Ticker or Trading Symbol
ABGENIX INC [ ABGX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Senior Director, Finance
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 29,057 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Option (right to buy) 02/24/2000(1) 02/24/2009 Common Stock 52,113 $3.7812 D
Non-Qualified Stock Option (right to buy) 02/24/2000(1) 02/24/2009 Common Stock 27,399 $3.7812 D
Non-Qualified Stock Option (right to buy) 04/02/2003(2) 04/02/2010 Common Stock 22,900 $8.87 D
Non-Qualified Stock Option (right to buy) 02/01/2004(3) 01/14/2011 Common Stock 6,300 $15.32 D
Non-Qualified Stock Option (right to buy) 02/11/2002(4) 02/11/2012 Common Stock 4,670 $23.68 D
Non-Qualified Stock Option (right to buy) 02/02/2000(5) 02/02/2010 Common Stock 59,517 $31.8125 D
Non-Qualified Stock Option (right to buy) 02/01/2001(6) 01/08/2011 Common Stock 30,000 $34.9375 D
Explanation of Responses:
1. ? of the total shares originally subject to these options became exercisable on February 24, 2000, and an additional 1/48 of the total shares originally subject to these options became exercisable on each full month thereafter.
2. 3/48 of the total shares subject to this option became exercisable on April 2, 2003, and an additional 1/48 of the total shares subject to this option become exercisable on each full month thereafter.
3. 1/48 of the total shares subject to this option became exercisable on February 1, 2004, and an additional 1/48 of the total shares subject to this option become exercisable on each full month thereafter.
4. 1/48 of the total shares subject to this option became exercisable on February 11, 2002, and an additional 1/48 of the total shares subject to this option become exercisable on each full month thereafter.
5. 1/48 of the total shares originally subject to this option became exercisable on February 2, 2000, and an additional 1/48 of the total shares originally subject to this option became exercisable on each full month thereafter.
6. 1/48 of the total shares subject to this option became exercisable on February 1, 2001, and an additional 1/48 of the total shares subject to this option become exercisable on each full month thereafter.
/s/ Barbara Riching 02/20/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.