0001547903-19-000143.txt : 20191118 0001547903-19-000143.hdr.sgml : 20191118 20191118175604 ACCESSION NUMBER: 0001547903-19-000143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191114 FILED AS OF DATE: 20191118 DATE AS OF CHANGE: 20191118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHUSTER BRADLEY M CENTRAL INDEX KEY: 0001052831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36174 FILM NUMBER: 191228555 MAIL ADDRESS: STREET 1: 2100 POWELL STREET STREET 2: 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMI Holdings, Inc. CENTRAL INDEX KEY: 0001547903 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 454914248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (855) 530-6642 MAIL ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 wf-form4_157411774954207.xml FORM 4 X0306 4 2019-11-14 0 0001547903 NMI Holdings, Inc. NMIH 0001052831 SHUSTER BRADLEY M C/O NMI HOLDINGS, INC. 2100 POWELL STREET 12TH FL. EMERYVILLE CA 94608 1 1 0 0 Executive Chairman Class A Common Shares, $0.01 par value per share 2019-11-14 4 S 0 50000 33.9424 D 109766 I By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Class A Common Shares, $0.01 par value per share 492302 D As part of Mr. Shuster's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 50,000 shares. The common stock referred to in Footnote 1 was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.9424. The range of sale prices was $33.56 to $34.44. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Represents 428,159 class A common shares and 64,143 unvested restricted stock units. /s/ Nicole C. Sanchez as Attorney-in-Fact 2019-11-18