0001209191-18-037842.txt : 20180614 0001209191-18-037842.hdr.sgml : 20180614 20180614181145 ACCESSION NUMBER: 0001209191-18-037842 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180612 FILED AS OF DATE: 20180614 DATE AS OF CHANGE: 20180614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HNA Investment Management LLC CENTRAL INDEX KEY: 0001645650 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13957 FILM NUMBER: 18900277 BUSINESS ADDRESS: STREET 1: C/O HNA GROUP NORTH AMERICA LLC STREET 2: 1180 AVENUE OF THE AMERICAS, SUITE 1910 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2122683000 MAIL ADDRESS: STREET 1: C/O HNA GROUP NORTH AMERICA LLC STREET 2: 1180 AVENUE OF THE AMERICAS, SUITE 1910 CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Red Lion Hotels CORP CENTRAL INDEX KEY: 0001052595 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 911032187 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 MARKET STREET #350 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 5094596100 MAIL ADDRESS: STREET 1: 201 W NORTH RIVER DRIVE STREET 2: SUITE 100 CITY: SPOKANE STATE: WA ZIP: 99201 FORMER COMPANY: FORMER CONFORMED NAME: WESTCOAST HOSPITALITY CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: CAVANAUGHS HOSPITALITY CORP DATE OF NAME CHANGE: 19980108 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-12 1 0001052595 Red Lion Hotels CORP RLH 0001645650 HNA Investment Management LLC C/O HNA GROUP NORTH AMERICA LLC 1180 AVENUE OF THE AMERICAS, SUITE 1801 NEW YORK NY 10036 0 0 1 0 Common Stock, par value $0.01 per share 2018-06-12 4 S 0 3738401 10.45 D 0 D As described in additional detail below, the filer disposed of its Section 13 beneficial ownership of 3,738,401 shares of common stock, par value $0.01 per share ("Common Stock") of Red Lion Hotels Corporation (the "Issuer"), but had no pecuniary interest in those shares and therefore has not disposed of them for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended. HNA Investment Management LLC (the "Manager") has been contractually delegated all authority to acquire, vote and dispose of the shares (the "Shares") of Common Stock of the Issuer. The Shares are held directly by HNA RLH Investments LLC ("HNA RLH"), which is a wholly-owned, indirect subsidiary of HNA Group Co., Ltd. HNA RLH retains the entire pecuniary interest in the Shares, and the Manager does not receive a performance-based fee for its services. Accordingly, the Manager, while considered a 10% shareholder of the Issuer, does not beneficially own any shares for the purposes of Section 16. The Manager has elected to make this filing for informational purposes only. /s/ Enrico Marini Fichera 2018-06-14