0001209191-18-037842.txt : 20180614
0001209191-18-037842.hdr.sgml : 20180614
20180614181145
ACCESSION NUMBER: 0001209191-18-037842
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180612
FILED AS OF DATE: 20180614
DATE AS OF CHANGE: 20180614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HNA Investment Management LLC
CENTRAL INDEX KEY: 0001645650
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13957
FILM NUMBER: 18900277
BUSINESS ADDRESS:
STREET 1: C/O HNA GROUP NORTH AMERICA LLC
STREET 2: 1180 AVENUE OF THE AMERICAS, SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2122683000
MAIL ADDRESS:
STREET 1: C/O HNA GROUP NORTH AMERICA LLC
STREET 2: 1180 AVENUE OF THE AMERICAS, SUITE 1910
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Red Lion Hotels CORP
CENTRAL INDEX KEY: 0001052595
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 911032187
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1550 MARKET STREET #350
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 5094596100
MAIL ADDRESS:
STREET 1: 201 W NORTH RIVER DRIVE
STREET 2: SUITE 100
CITY: SPOKANE
STATE: WA
ZIP: 99201
FORMER COMPANY:
FORMER CONFORMED NAME: WESTCOAST HOSPITALITY CORP
DATE OF NAME CHANGE: 20000214
FORMER COMPANY:
FORMER CONFORMED NAME: CAVANAUGHS HOSPITALITY CORP
DATE OF NAME CHANGE: 19980108
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-06-12
1
0001052595
Red Lion Hotels CORP
RLH
0001645650
HNA Investment Management LLC
C/O HNA GROUP NORTH AMERICA LLC
1180 AVENUE OF THE AMERICAS, SUITE 1801
NEW YORK
NY
10036
0
0
1
0
Common Stock, par value $0.01 per share
2018-06-12
4
S
0
3738401
10.45
D
0
D
As described in additional detail below, the filer disposed of its Section 13 beneficial ownership of 3,738,401 shares of common stock, par value $0.01 per share ("Common Stock") of Red Lion Hotels Corporation (the "Issuer"), but had no pecuniary interest in those shares and therefore has not disposed of them for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
HNA Investment Management LLC (the "Manager") has been contractually delegated all authority to acquire, vote and dispose of the shares (the "Shares") of Common Stock of the Issuer. The Shares are held directly by HNA RLH Investments LLC ("HNA RLH"), which is a wholly-owned, indirect subsidiary of HNA Group Co., Ltd. HNA RLH retains the entire pecuniary interest in the Shares, and the Manager does not receive a performance-based fee for its services. Accordingly, the Manager, while considered a 10% shareholder of the Issuer, does not beneficially own any shares for the purposes of Section 16. The Manager has elected to make this filing for informational purposes only.
/s/ Enrico Marini Fichera
2018-06-14