0001209191-15-085562.txt : 20151216 0001209191-15-085562.hdr.sgml : 20151216 20151216162001 ACCESSION NUMBER: 0001209191-15-085562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151214 FILED AS OF DATE: 20151216 DATE AS OF CHANGE: 20151216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Red Lion Hotels CORP CENTRAL INDEX KEY: 0001052595 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 911032187 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 W NORTH RIVER DRIVE STREET 2: SUITE 100 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5094596100 MAIL ADDRESS: STREET 1: 201 W NORTH RIVER DRIVE STREET 2: SUITE 100 CITY: SPOKANE STATE: WA ZIP: 99201 FORMER COMPANY: FORMER CONFORMED NAME: WESTCOAST HOSPITALITY CORP DATE OF NAME CHANGE: 20000214 FORMER COMPANY: FORMER CONFORMED NAME: CAVANAUGHS HOSPITALITY CORP DATE OF NAME CHANGE: 19980108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HNA Investment Management LLC CENTRAL INDEX KEY: 0001645650 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13957 FILM NUMBER: 151291184 BUSINESS ADDRESS: STREET 1: C/O HNA GROUP NORTH AMERICA LLC STREET 2: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 2122683000 MAIL ADDRESS: STREET 1: C/O HNA GROUP NORTH AMERICA LLC STREET 2: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-12-14 0 0001052595 Red Lion Hotels CORP RLH 0001645650 HNA Investment Management LLC 225 LIBERTY STREET NEW YORK NY 10281 0 0 1 0 Common Stock, par value $0.01 per share 2015-12-14 4 P 0 0 7.1764 A 0 D Common Stock, par value $0.01 per share 2015-12-15 4 P 0 0 7.4019 A 0 D As described in additional detail below, the filer acquired Section 13 beneficial ownership of 5,000 shares of Common Stock on this date, but has no pecuniary interest in those shares and therefore has not acquired them for the purposes of Section 16. Following this acquisition, the filer had Section 13 beneficial ownership of 3,233,401 shares of Common Stock but had no pecuniary interest in those shares and therefore no beneficial ownership for the purposes of Section 16. The price reported in Column 4 is a weighted average price. The reporting person acquired these shares in multiple transactions at prices ranging from $7.14 to $7.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above. As described in additional detail below, the filer acquired Section 13 beneficial ownership of 5,000 shares of Common Stock on this date, but has no pecuniary interest in those shares and therefore has not acquired them for the purposes of Section 16. Following this acquisition, the filer had Section 13 beneficial ownership of 3,238,401 shares of Common Stock but had no pecuniary interest in those shares and therefore no beneficial ownership for the purposes of Section 16. The price reported in Column 4 is a weighted average price. The reporting person acquired these shares in multiple transactions at prices ranging from $7.27 to $7.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above. HNA Investment Management LLC (the "Manager") has been contractually delegated all authority to acquire, vote and dispose of the shares (the "Shares") of Common Stock of Red Lion Hotels Corporation (the "Issuer"). The Shares are held directly by HNA RLH Investments LLC, ("HNA RLH"), which is a wholly owned, indirect subsidiary of HNA Group Co., Ltd. HNA RLH retains the entire pecuniary interest in the Shares, and the Manager does not receive a performance based fee for its services. Accordingly, the Manager, while considered a 10% shareholder of the Issuer, does not beneficially own any shares for the purposes of Section 16. The Manager has elected to make this filing for informational purposes only. /s/ Enrico Marini Fichera 2015-12-16