0000895345-21-000737.txt : 20210818 0000895345-21-000737.hdr.sgml : 20210818 20210818211945 ACCESSION NUMBER: 0000895345-21-000737 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210816 FILED AS OF DATE: 20210818 DATE AS OF CHANGE: 20210818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DISABATO JOSEPH P CENTRAL INDEX KEY: 0001052579 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40351 FILM NUMBER: 211188230 MAIL ADDRESS: STREET 1: GOLDMAN, SACHS & CO. STREET 2: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KnowBe4, Inc. CENTRAL INDEX KEY: 0001664998 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 273205919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 33 NORTH GARDEN AVENUE STREET 2: SUITE 1200 CITY: CLEARWATER STATE: FL ZIP: 33755 BUSINESS PHONE: (855) 566-9234 MAIL ADDRESS: STREET 1: 33 NORTH GARDEN AVENUE STREET 2: SUITE 1200 CITY: CLEARWATER STATE: FL ZIP: 33755 4 1 form4.xml X0306 4 2021-08-16 0001664998 KnowBe4, Inc. KNBE 0001052579 DISABATO JOSEPH P 200 WEST STREET NEW YORK NY 10282 true Class A Common Stock 2021-08-16 4 C 0 1058281 A 1099425 I See Footnote Class A Common Stock 2021-08-16 4 S 0 1058281 19.92 D 41144 I See Footnote Class B Common Stock 2021-08-16 4 C 0 1058281 D Class A Common Stock 1058281 13019279 I See Footnote Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. The Class B Common Stock has no expiration date. The Reporting Person, a managing director of Goldman Sachs & Co. LLC ("Goldman Sachs"), is a member of the board of directors of the Issuer. Goldman Sachs is a subsidiary of The Goldman Sachs Group, Inc. ("GS Group"). Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, (i) prior to the conversion described in footnote 1, 14,077,560 shares of Class B Common Stock, (ii) immediately following the conversion described in footnote 1, 1,099,425 shares of Class A Common Stock and 13,019,279 shares of Class B Common Stock, in each case beneficially owned directly by certain investment partnerships (the "GS Funds"), because affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner, managing general partner, managing partner, managing member or member of each of the GS Funds. Goldman Sachs is the investment manager of the GS Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any. /s/ Crystal Orgill, as Attorney-in-Fact 2021-08-18