-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GpNAeoSbhJv7YBglUG/0ycbJQ+53aM1pf4J9aq/w0oEaPdioXoNaJlsJniCQ13/M Yew/wF2x3wJBu2xjzBAGVw== 0000891554-98-000030.txt : 19980113 0000891554-98-000030.hdr.sgml : 19980113 ACCESSION NUMBER: 0000891554-98-000030 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980112 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ELK ASSOCIATES FUNDING CORP CENTRAL INDEX KEY: 0000723108 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 112502336 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-36352 FILM NUMBER: 98504379 BUSINESS ADDRESS: STREET 1: 747 THIRD AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124212111 MAIL ADDRESS: STREET 1: 747 THIRD AVE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NASH ALEXANDER CENTRAL INDEX KEY: 0001052564 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 056641822 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: ELK ASSOCIATES FUNDING CORP STREET 2: 747 THIRD AVE, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10017 MAIL ADDRESS: STREET 1: ELK ASSOCIATES FUNDING CORPORATION STREET 2: 747 THIRD AVE, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10017 SC 13D/A 1 AMENDMENT NO. 2 ------------------------------------------- OMB APPROVAL ------------------------------------------- OMB Number: Expires: Estimated average burden hours per form................... ------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* ELK ASSOCIATES FUNDING CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 287166102 - -------------------------------------------------------------------------------- (CUSIP Number) PAULA S. ZIMMERMAN, ESQ. STURSBERG & VEITH 405 LEXINGTON AVENUE, SUITE 4949, NY NY 10174-4902 (212) 922-1177 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 12/31/97 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement of Schedule 13G to report the acquisition which is the subject of the Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [X]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filed out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) CUSIP No. 287166102 13D - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ALEXANDER NASH ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Personal Funds - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 37,200 BENEFICIALLY -------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH 57,400 REPORTING -------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH 37,200 -------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 57,400 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 139,000* - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.42% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Schedule 13D Item 1. Security and Issuer This statement relates to the Common Stock, Par Value $.01 of Elk Associates Funding Corporation, 747 Third Avenue, 4th Fl, NY NY, 10017 Item 2. Identity and Background (a) Alexander Nash (b) 12 Ridgeway Kings Point, NY 11024 (c) Physician (d) none (e) none (f) USA Item 3. Source and Amount of Funds or Other Consideration Personal Funds Item 4. Purpose of Transaction Acquire 9,000 shares individually and directly and 13,000 shares indirectly. Item 5. Interest in Securities of the Issuer See Items 7 through 13 of this Schedule 13D. To the knowledge of Alexander Nash, the issuer has 1,745,600 shares of Common Stock par value $.01 per share outstanding on the date hereof. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. None. Item 7. Material to be Filed as Exhibits None. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 9, 1998 /s/ Alexander Nash ----------------------------------- Signature Alexander Nash ----------------------------------- Name/Title * Includes 5,500 shares held by Alexander Nash, M.D. as custodian for his daughter. Also includes 51,900 shares held by his wife. -----END PRIVACY-ENHANCED MESSAGE-----