-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OXPvMOjBRig+r99EhEvcJ3nQ2jWmT7wswuVfleFuVAt3Lfws7/RtV8Im9yeyhIo3 x4ptN+/VKbSPNMb1GWBWgQ== 0001125259-03-000026.txt : 20030828 0001125259-03-000026.hdr.sgml : 20030828 20030828091353 ACCESSION NUMBER: 0001125259-03-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030827 FILED AS OF DATE: 20030828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUBOTNICK STUART CENTRAL INDEX KEY: 0001052438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 03869707 BUSINESS ADDRESS: STREET 1: C/O KLUGE & CO STREET 2: 215 EAST 67 STREET CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2126064400 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-27 0001125259 CARNIVAL PLC CUK 0001052438 SUBOTNICK STUART C/O METROMEDIA COMPANY 810 7TH AVENUE, 29TH FLOOR NEW YORK NY 10119 1000Trust Shares (beneficial interest in special voting share)2003-08-274S05800034.4638D2000D< /directOrIndirectOwnership>Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represen ted by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.Represents an average price per share sold. The actual prices are 2,000 at $34.34; 5,300 at $34.38; 2,200 at $34.39; 1,000 at $34.40; 1,000 at $34.41; 800 at $34.43; 7,400 at $34.44; 1,500 at $34.45; 3,900 at $34.46; 400 at $34.47; 500 at $34.48; 3,400 at $34.49; 23,500 at $34.50; 2,800 at $34.51; and 2,300 $34.52.Stuart Subotnick2003-08-27 -----END PRIVACY-ENHANCED MESSAGE-----