-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DFUwi/mumPdXHbUb4HAK5nmsWx4z8yp+R+pSgN65i1XZr9jtVDgVtfaQDdL1dCN3 P594glAMmni3Alt9h+gM+Q== 0001047469-03-005673.txt : 20030214 0001047469-03-005673.hdr.sgml : 20030214 20030214180702 ACCESSION NUMBER: 0001047469-03-005673 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030214 EFFECTIVENESS DATE: 20030214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASCADE INVESTMENT LLC CENTRAL INDEX KEY: 0001052192 IRS NUMBER: 911680459 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05149 FILM NUMBER: 03569169 BUSINESS ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4258030720 MAIL ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 13F-HR 1 a2103397z13f-hr.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2002 ----------------- Check here if Amendment [ ]; Amendment Number: ------------- This Amendment: (Check only one:): [ ] is a restatement [ ] adds new holdings entries Institutional Investment manager Filing this Report: Name: CASCADE INVESTMENT, L.L.C. -------------------------- Address: 2365 CARILLON POINT ------------------- KIRKLAND, WA 98033 ------------------ Form 13F File number: 28-05149 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this report on Behalf of Reporting Manager: Name: MICHAEL LARSON --------------- Title: MANAGER ------- Phone: (425) 889-7900 -------------- Signature, Place, and Date of Signing /s/ MICHAEL LARSON KIRKLAND, WASHINGTON FEBRUARY 12, 2003 - ---------------------------- -------------------- ----------------- [Signature] [City, State] [Date] The Manager of Cascade Investment, L.L.C., Michael Larson, also exercises investment discretion with respect to the Section 13(f) securities held by the Bill & Melinda Gates Foundation (the "Foundation"), which are reported separately on the Foundation's Form 13F report, File No. 28-10098. Report Type (Check only one.): [X] 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE: (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 - Form 13F Information Table Entry Value: 17 -- Form 13F Information Table Value Total: $2,148,446.02 ------------- (thousands) PURSUANT TO RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934, CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM THIS FORM 13F AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2002 - ----------------------------------------------------------------------------------------------------------------------------------- AMOUNT AND TYPE OF VOTING AUTHORITY SECURITY - ----------------------------------------------------------------------------------------------------------------------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/PRN SH/ INVESTMENT OTHER SOLE SHARED NONE CLASS (X1000) AMOUNT PRN DISCRETION MANAGERS - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- ALASKA AIR GROUP Common Stock 011659109 17,155.46 792,400 SH SOLE N/A 792,400 - ----------------------------------------------------------------------------------------------------------------------------------- AVISTA CORP Common Stock 05379B107 34,474.23 2,982,200 SH SOLE N/A 2,982,200 - ----------------------------------------------------------------------------------------------------------------------------------- BOCA RESORTS, INC. Common Stock 09688T106 21,910.43 2,047,704 SH SOLE N/A 2,047,704 - ----------------------------------------------------------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY CO. Common Stock 136375102 435,756.60 10,485,000 SH SOLE N/A 10,485,000 - ----------------------------------------------------------------------------------------------------------------------------------- COX COMMUNICATIONS INC. Common Stock 224044107 694,777.20 24,463,986 SH SOLE N/A 24,463,986 - ----------------------------------------------------------------------------------------------------------------------------------- EXTENDED STAY AMERICA, INC. Common Stock 30224P101 83,957.00 5,692,000 SH SOLE N/A 5,692,000 - ----------------------------------------------------------------------------------------------------------------------------------- FISHER COMMUNICATIONS, INC. Common Stock 337756209 24,024.50 455,700 SH SOLE N/A 455,700 - ----------------------------------------------------------------------------------------------------------------------------------- ICOS CORP Common Stock 449295104 125,465.92 5,359,501 SH SOLE N/A 5,359,501 - ----------------------------------------------------------------------------------------------------------------------------------- NEXTEL PARTNERS INC. Common Stock 65333F107 77,490.26 12,766,106 SH SOLE N/A 12,766,106 - ----------------------------------------------------------------------------------------------------------------------------------- OTTER TAIL POWER COMPANY Common Stock 689648103 40,436.08 1,503,200 SH SOLE N/A 1,503,200 - ----------------------------------------------------------------------------------------------------------------------------------- PAIN THERAPEUTICS INC. Common Stock 69562K100 4,425.56 1,851,700 SH SOLE N/A 1,851,700 - ----------------------------------------------------------------------------------------------------------------------------------- PAN AMERICAN SILVER CORP Common Stock 697900108 40,023.20 5,105,000 SH SOLE N/A 5,105,000 - ----------------------------------------------------------------------------------------------------------------------------------- PNM RESOURCES INC. Common Stock 69349H107 87,993.46 3,694,100 SH SOLE N/A 3,694,100 - ----------------------------------------------------------------------------------------------------------------------------------- REPUBLIC SERVICES INC. Common Stock 760759100 379,282.73 18,078,300 SH SOLE N/A 18,078,300 - ----------------------------------------------------------------------------------------------------------------------------------- SCHNITZER STEEL INDS INC. Common Stock 806882106 12,056.04 602,200 SH SOLE N/A 602,200 - ----------------------------------------------------------------------------------------------------------------------------------- SEATTLE GENETICS INC. Common Stock 812578102 10,915.37 3,521,088 SH SOLE N/A 3,521,088 - ----------------------------------------------------------------------------------------------------------------------------------- SIX FLAGS, INC. Common Stock 83001P109 58,301.96 10,210,500 SH SOLE N/A 10,210,500 - -----------------------------------------------------------------------------------------------------------------------------------
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