13F-HR 1 a2093867z13f-hr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2002 Check here if Amendment [ ]; Amendment Number:_______________ This Amendment: (Check only one:): [ ] is a restatement [ ] adds new holdings entries Institutional Investment manager Filing this Report: Name: CASCADE INVESTMENT, L.L.C. Address: 2365 CARILLON POINT KIRKLAND, WA 98033 Form 13F File number: 28-05149 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this report on Behalf of Reporting Manager: Name: MICHAEL LARSON Title: MANAGER Phone: (425) 889-7900 Signature, Place, and Date of Signing /s/ Michael Larson Kirkland, Washington November 13, 2002 -------------------- ---------------------- -------------------- [Signature] [City, State] [Date] The Manager of Cascade Investment, L.L.C., Michael Larson, also exercises investment discretion with respect to the Section 13(f) securities held by the Bill & Melinda Gates Foundation (the "Foundation"), which are reported separately on the Foundation's Form 13F report, File No. 28-10098. Report Type (Check only one.): [ X ] 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE: (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Value: 17 Form 13F Information Table Value Total: $1,823,649 (thousands) PURSUANT TO RULE 24b-2 OF THE SECURITIES EXCHANGE ACT OF 1934, CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM THIS FORM 13F AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE AS OF SEPTEMBER 30, 2002
AMOUNT AND TYPE VOTING AUTHORITY OF SECURITY ----------------------------------------------------------------------------------------------------------------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHARES/PRN SH/ INVESTMENT OTHER SOLE SHARED NONE (X1000) AMOUNT PRN DISCRETION MANAGERS ----------------------------------------------------------------------------------------------------------------------------------- ALASKA AIR GROUP Common Stock 011659109 14,025 792,400 SH YES N/A 792,400 AVISTA CORP Common Stock 05379B107 35,700 3,187,500 SH YES N/A 3,187,500 BOCA RESORTS, INC. Common Stock 09688T106 20,887 2,047,704 SH YES N/A 2,047,704 CANADIAN NATIONAL RAILWAY CO. Common Stock 136375102 377,761 10,116,800 SH YES N/A 10,116,800 COX COMMUNICATIONS INC. Common Stock 224044107 596,713 24,266,486 SH YES N/A 24,266,486 EXTENDED STAY AMERICA, INC. Common Stock 30224P101 69,113 5,442,000 SH YES N/A 5,442,000 FISHER COMMUNICATIONS, INC. Common Stock 337756209 21,418 455,700 SH YES N/A 455,700 ICOS CORP Common Stock 449295104 112,389 5,359,501 SH YES N/A 5,359,501 NEXTEL PARTNERS INC. Common Stock 65333F107 48,543 9,022,906 SH YES N/A 9,022,906 OTTER TAIL POWER COMPANY Common Stock 689648103 36,863 1,399,500 SH YES N/A 1,399,500 PAIN THERAPEUTICS INC. Common Stock 69562K100 7,940 2,000,000 SH YES N/A 2,000,000 PAN AMERICAN SILVER CORP Common Stock 697900108 31,391 5,105,000 SH YES N/A 5,105,000 PNM RESOURCES INC. Common Stock 69349H107 52,856 2,669,500 SH YES N/A 2,669,500 REPUBLIC SERVICES INC. Common Stock 760759100 339,872 18,078,300 SH YES N/A 18,078,300 SCHNITZER STEEL INDS INC. Common Stock 806882106 10,899 602,200 SH YES N/A 602,200 SEATTLE GENETICS INC. Common Stock 812578102 11,338 3,521,088 SH YES N/A 3,521,088 SIX FLAGS, INC. Common Stock 83001P109 35,941 10,210,500 SH YES N/A 10,210,500