-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PyHe7E3nkRkSUqXYQl4adk/pfb4xuowki0CA2Tg9fDwatELp9A0d6zfjBH+xQ4Fl d40ko+yuSNM6PBzNh1qXiA== 0001104659-04-013999.txt : 20040512 0001104659-04-013999.hdr.sgml : 20040512 20040512150316 ACCESSION NUMBER: 0001104659-04-013999 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040510 FILED AS OF DATE: 20040512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRICOM SA CENTRAL INDEX KEY: 0001052124 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-14816 FILM NUMBER: 04799060 BUSINESS ADDRESS: STREET 1: AVE LOPE DE VEGA NO 95 CITY: SANTO DOMINGO STATE: G8 BUSINESS PHONE: 8094766000 MAIL ADDRESS: STREET 1: AVE LOPE DE VEGA NO 95 CITY: SANTO DOMINGO STATE: G8 ZIP: 00000 6-K 1 a04-5920_16k.htm 6-K

 

FORM 6-K

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

Report of Foreign Private Issuer

 

Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934

 

For the month of:   May 11, 2004

 

TRICOM, S.A.

(Translation of registrant’s name into English)

 

Avenida Lope de Vega No. 95, Santo Domingo, Dominican Republic

(Address of principal executives offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

 

Form 20-F  ý   Form 40-F  o

 

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes  o   No  ý

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-          

 

 



 

The press release on May 11, 2004, a copy of each is attached as Exhibit 99.1, is incorporated by reference into this Form 6-K.

 

Exhibits.

 

The following exhibits are filed with this report:

 

99.1 -  Press Release, dated May 11, 2004, of TRICOM, S.A.

 

 

[Signature on following page.]

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

TRICOM, S.A

 

 

 

 

Dated: May 12, 2004

By:

/s/ CARL H. CARLSON

 

 

 

Carl H. Carlson

 

 

Chief Executive Officer

 

3


EX-99.1 2 a04-5920_1ex99d1.htm EX-99.1

EXHIBIT 99.1

 

NYSE Suspends Trading of Tricom ADSs

 

SANTO DOMINGO, Dominican Republic, May 11— Tricom, S.A. announced today that the New York Stock Exchange, Inc. (NYSE) has determined to suspend trading and pursue delisting of the Company’s American Depositary Shares (ADSs), ticker symbol TDR. The NYSE reached its decision following the Company’s financial restructuring update announcement on May 6, 2004.

 

The Company believes that its ADSs may be quoted on the OTC (over-the- counter) Bulletin Board (“OTCBB”) within the next several days. The OTCBB is a regulated quotation service that displays real-time quotes, last-sale prices and volume information in OTC equity securities. More information about OTCBB can be found at www.otcbb.com. The Company intends to issue a press release when such trading commences.

 

About TRICOM

 

Tricom, S.A. is a full service communications services provider in the Dominican Republic. We offer local, long distance, mobile, cable television and broadband data transmission and Internet services. Through Tricom USA, we are one of the few Latin American based long distance carriers that is licensed by the U.S. Federal Communications Commission to own and operate switching facilities in the United States. Through our subsidiary, TCN Dominicana, S.A., we are the largest cable television operator in the Dominican Republic based on our number of subscribers and homes passed. For more information about Tricom, please visit www.tricom.net.

 

Cautionary Language Concerning Forward-Looking Statements

 

Statements in this press release that are not strictly historical in nature are forward-looking statements. These statements are only predictions based on current information and expectations and involve a number of risks and uncertainties. Actual events or results may differ materially due to various factors. Factors which may cause actual results to differ materially from those discussed herein include economic considerations that could affect demand for telecommunications services and the ability of the Company to make collections, including devaluation of the Dominican peso, the effect of the Company’s default on its indebtedness, the inability to reach an agreement with our creditors on a restructuring plan, inflation, regulatory factors, legal proceedings, exchange controls and occurrences in currency markets, competition, and the risk factors set forth in the Company’s various filings with the Securities and Exchange Commission, including its more recently filed Annual Report on Form 20-F. The Company undertakes no obligation to revise these forward-looking statements to reflect events or circumstances after the date hereof.

 


-----END PRIVACY-ENHANCED MESSAGE-----