-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VSDDuNzlwrGwTpM/LEqPbKKNzSzp9iY0Fuyy/a1G5Ke+z7s+gKUbxpEgIMYeFDNM UrLrqMCS8/HUL8MXohnZGQ== 0001047469-04-000973.txt : 20040115 0001047469-04-000973.hdr.sgml : 20040115 20040115162536 ACCESSION NUMBER: 0001047469-04-000973 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20040113 FILED AS OF DATE: 20040115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRICOM SA CENTRAL INDEX KEY: 0001052124 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-14816 FILM NUMBER: 04527563 BUSINESS ADDRESS: STREET 1: AVE LOPE DE VEGA NO 95 CITY: SANTO DOMINGO STATE: G8 BUSINESS PHONE: 8094766000 MAIL ADDRESS: STREET 1: AVE LOPE DE VEGA NO 95 CITY: SANTO DOMINGO STATE: G8 ZIP: 00000 6-K 1 a2126611z6-k.htm 6-K

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of: January 13, 2004

TRICOM, S.A.

(Translation of registrant’s name into English)

Avenida Lope de Vega No. 95, Santo Domingo, Dominican Republic
(Address of principal executives offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X      Form 40-F           

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes            No      X     

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-_________



 

                The press releases on January 13, 2004, a copy of each is attached as Exhibit 99.1 and 99.2 hereto, are incorporated by reference into this Form 6-K.

Exhibits.

The following exhibits are filed with this report:

99.1

 

-

 

Press Release, dated January 13, 2004, of TRICOM, S.A.

 

 

 

 

 

99.2

 

-

 

Press Release, dated November 13, 2004, of TRICOM, S.A.

 

 

 

 

 [Signature on following page.]

 

 



 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

TRICOM, S.A

 

 

 

 

 

Dated: January 15, 2004

By:

/s/ CARL H. CARLSON

 

 

Carl H. Carlson

 

 

Chief Executive Officer

 

 

 

 

 

 




EX-99.1 3 a2126611zex-99_1.htm EXHIBIT 99.1

EXHIBIT 99.1

 

Tricom Announces New Financing Agreement

 

SANTO DOMINGO, Dominican Republic, Jan. 13 — Tricom, S.A. (NYSE: TDR) today announced that it has entered into an agreement with a group of creditors representing the ad hoc committee of the holders of the Company’s 11-3/8% Senior Notes due 2004, led by The International Bank of Miami N.A., for a $15 million secured bridge financing. The financing will provide the Company with sufficient liquidity to meet its short-term funding requirements while it pursues a financial restructuring plan.

 

“Our creditors, particularly our principal bondholders, have been very supportive of the direction the Company is taking, and this financing demonstrates their fundamental commitment to Tricom and our business pursuits. This funding will provide the Company with the financial flexibility it needs to meet its short-term working capital requirements, and allows us to go forward in the near term to implement a financial restructuring plan, expected to strengthen the Company’s capital base and increase long-term stakeholder value,” said Carl Carlson, Chief Executive Officer.

 

The financing agreement is structured as a $10 million one-year term loan secured by various Company assets, including its Latin American and U.S.-based assets, with proceeds available upon execution of definitive agreements and certain closing conditions. The agreement also provides for an additional $5 million in financing available upon the consummation of the restructuring of the Company’s debt.

 

Subject to the final determination of the loan participation structure and the approval of the ad hoc committee of the holders of the 11-3/8% Senior Notes, the Company’s Dominican bank lenders will be permitted to participate in the financing arrangement. The International Bank of Miami N.A. will act as security agent for the transaction.

 

The Company further announced that the previously disclosed $10 million secured credit facility commitment from a group of existing creditors, led by Mizuho International, PLC, has expired.

 

About TRICOM

 

Tricom, S.A. is a full service communications services provider in the Dominican Republic. We offer local, long distance, mobile, cable television and broadband data transmission and Internet services. Through Tricom USA, we are one of the few Latin American-based long distance carriers that is licensed by the U.S. Federal Communications Commission to own and operate switching facilities in the United States. Through our subsidiary, TCN Dominicana, S.A., we are the largest cable television operator in the Dominican Republic based on our number of subscribers and homes passed. We also offer digital mobile integrated services including two-way radio and paging services in Panama using iDEN® technology. For more information about Tricom, please visit www.tricom.net

 

 



 

Cautionary Language Concerning Forward-Looking Statements

 

Statements in this press release that are not strictly historical in nature are forward-looking statements. These statements are only predictions based on current information and expectations and involve a number of risks and uncertainties. Actual events or results may differ materially due to various factors. Factors which may cause actual results to differ materially from those discussed herein include economic considerations that could affect demand for telecommunications services and the ability of the Company to make collections, inflation, regulatory factors, legal proceedings, exchange controls and occurrences in currency markets, competition, and the risk factors set forth in the Company’s various filings with the Securities and Exchange Commission, including its most recently filed Annual Report on Form 20-F. The Company undertakes no obligation to revise these forward-looking statements to reflect events or circumstances after the date hereof.

 

    For Further Information Contact:

    Miguel Guerrero, Investor Relations

    Ph (809) 476-4044 / 4012

    E-mail: investor.relations@tricom.net

 

For additional information, please visit Tricom’s Investor Relations website at http://www.tdr-investor.com , or contact our Investor Relations department at the above numbers.

 

2




EX-99.2 4 a2126611zex-99_2.htm EXHIBIT 99.2

EXHIBIT 99.2

 

Tricom Announces Director Resignations

 

SANTO DOMINGO, Dominican Republic, Jan. 13  — Tricom, S.A. (NYSE: TDR) today announced that its Board of Directors has received the resignations of Richard Haning, Theodore Schaffner, Ralph Smith and Kevin Wiley, effective as of December 31, 2003. These directors had been initially nominated to the Board by Motorola, Inc. The resignations were driven by the increased time required by each of the four individuals to meet other business and personal commitments and interests.

 

“On behalf of the entire board, I want to extend our appreciation to Richard, Ted, Ralph and Kevin for their contributions and dedication in the service of Tricom,” said Carl Carlson, Chief Executive Officer and acting Chairman.

 

Tricom’s Board of Directors currently consists of seven members, including two independent directors. The Company does not anticipate any disruptions of its Board’s activities and deliberations as a result of these resignations. A search has begun to find appropriate candidates to replace the directors who have resigned.

 

About TRICOM

 

Tricom, S.A. is a full service communications services provider in the Dominican Republic. We offer local, long distance, mobile, cable television and broadband data transmission and Internet services. Through Tricom USA, we are one of the few Latin American based long distance carriers that is licensed by the U.S. Federal Communications Commission to own and operate switching facilities in the United States. Through our subsidiary, TCN Dominicana, S.A., we are the largest cable television operator in the Dominican Republic based on our number of subscribers and homes passed. We also offer digital mobile integrated services including two-way radio and paging services in Panama using iDEN® technology. For more information about Tricom, please visit www.tricom.net

 

    For Further Information Contact:

    Miguel Guerrero, Investor Relations

    Ph (809) 476-4044 / 4012

    E-mail: investor.relations@tricom.net

 

For additional information, please visit Tricom’s Investor Relations website at http://www.tdr-investor.com or contact our Investor Relations department at the above numbers.

 

 




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