-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HkdHBhSdjFZJ9ig7WQ9szb4CDgYUXDZIvSM8PGzvWjV5KPyHvWFSYZSrFy8HF2xX kpaOf1lVTpRWf2aq3GIZ+g== 0001047469-03-036931.txt : 20031112 0001047469-03-036931.hdr.sgml : 20031111 20031112105449 ACCESSION NUMBER: 0001047469-03-036931 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20031110 FILED AS OF DATE: 20031112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRICOM SA CENTRAL INDEX KEY: 0001052124 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-14816 FILM NUMBER: 03991582 BUSINESS ADDRESS: STREET 1: AVE LOPE DE VEGA NO 95 CITY: SANTO DOMINGO STATE: G8 BUSINESS PHONE: 8094766000 MAIL ADDRESS: STREET 1: AVE LOPE DE VEGA NO 95 CITY: SANTO DOMINGO STATE: G8 ZIP: 00000 6-K 1 a2122525z6-k.txt 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of: November 10, 2003 TRICOM, S.A. (Translation of registrant's name into English) AVENIDA LOPE DE VEGA NO. 95, SANTO DOMINGO, DOMINICAN REPUBLIC (Address of principal executives offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F ----------- ----------- Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes No X ----------- ----------- If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-_________ The press releases on November 10, 2003, a copy of each is attached as Exhibit 99.1 and 99.2 hereto, are incorporated by reference into this Form 6-K. Exhibits. The following exhibits are filed with this report: 99.1 - Press Release, dated November 10, 2003, of TRICOM, S.A. 99.2 - Press Release, dated November 10, 2003, of TRICOM, S.A. [Signature on following page.] SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. TRICOM, S.A Dated: November 11, 2003 By: /s/ CARL H. CARLSON ----------------------- Carl H. Carlson Chief Executive Officer EX-99.1 3 a2122525zex-99_1.txt EXHIBIT 99.1 EXHIBIT 99.1 CARL CARLSON NAMED NEW CHIEF EXECUTIVE OFFICER OF TRICOM SANTO DOMINGO, Dominican Republic, Nov. 10 -- Tricom, S.A. (NYSE: TDR - News) announced today that its Board of Directors unanimously --- ---- elected Carl Carlson, former Chief Operating Officer, as its CEO. Mr. Carlson's election was effective as of October 30, 2003. Carlson succeeds Arturo Pellerano, who stepped down from his position as Chief Executive Officer. The Company plans no changes in strategy or operations and does not plan to immediately fill the Chief Operating Officer position. Carlson, 45, one of the original founders of the Company, first joined Tricom in 1989. During this tenure, Carlson has held a number of posts, including Vice President of Finance and Administration and Chief Financial Officer. He has been a member of the Company's board of directors since 2000. In 1998, he was appointed Chief Operating Officer, overseeing the day-to-day operations of the Company. About TRICOM Tricom, S.A. is a full service communications services provider in the Dominican Republic. The Company offers local, long distance, mobile, cable television and broadband data transmission and Internet services. Through Tricom USA, the Company is one of the few Latin American based long distance carriers that is licensed by the U.S. Federal Communications Commission to own and operate switching facilities in the United States. Through its subsidiary, TCN Dominicana, S.A., the Company is the largest cable television operator in the Dominican Republic based on its number of subscribers and homes passed. For more information about Tricom, please visit www.tricom.net. Cautionary Language Concerning Forward-Looking Statements Statements in this press release that are not strictly historical in nature are forward-looking statements. These statements are only predictions based on current information and expectations and involve a number of risks and uncertainties. Actual events or results may differ materially due to various factors. Factors which may cause actual results to differ materially from those discussed herein include economic considerations that could affect demand for telecommunications services and the ability of the Company to make collections, inflation, regulatory factors, legal proceedings, exchange controls and occurrences in currency markets, competition, and the risk factors set forth in the Company's various filings with the Securities and Exchange Commission, including its more recently filed Annual Report on Form 20-F. The Company undertakes no obligation to revise these forward-looking statements to reflect events or circumstances after the date hereof. For Further Information Contact: Miguel Guerrero, Investor Relations Ph (809) 476-4044 / 4012 E-mail: investor.relations@tricom.net For additional information, please visit Tricom's Investor Relations website at http://www.tdr-investor.com or contact our Investor Relations department at the above numbers. EX-99.2 4 a2122525zex-99_2.txt EXHIBIT 99.2 EXHIBIT 99.2 TRICOM ANNOUNCES RESIGNATION OF CHAIRMAN OF THE BOARD SANTO DOMINGO, Dominican Republic, Nov. 10 -- Tricom, S.A. (NYSE: TDR - News) today announced that Arturo Pellerano has tendered his resignation as a member and chairman of the board of directors of Tricom, effective immediately. Pellerano cited the demands of his other business interests, including addressing recent allegations of improprieties related to Bancredito, a formerly GFN-owned commercial bank, as the reasons for his resignation. Pellerano is the chairman and principal shareholder of GFN Corporation, Ltd., which in turn is Tricom's largest shareholder. The search for a replacement is under way. No interim chairman has been named. On October 30, 2003, Pellerano resigned from his position as Chief Executive Officer of Tricom and was replaced by Carl Carlson, former Chief Operating Officer. The Company is consolidating its management structure as part of its overall financial restructuring and corporate turnaround plan. The Company also announced the resignation from the board of directors of Felipe Mendoza, a director of the Company and former Chief Executive Officer of Bancredito, effective immediately. Mr. Mendoza had been a director of Tricom since 1997. No replacement has been named. About TRICOM Tricom, S.A. is a full service communications services provider in the Dominican Republic. The Company offer local, long distance, mobile, cable television and broadband data transmission and Internet services. Through Tricom USA, the Company is one of the few Latin American based long distance carriers that is licensed by the U.S. Federal Communications Commission to own and operate switching facilities in the United States. Through its subsidiary, TCN Dominicana, S.A., the Company is the largest cable television operator in the Dominican Republic based on its number of subscribers and homes passed. For more information about Tricom, please visit www.tricom.net Cautionary Language Concerning Forward-Looking Statements Statements in this press release that are not strictly historical in nature are forward-looking statements. These statements are only predictions based on current information and expectations and involve a number of risks and uncertainties. Actual events or results may differ materially due to various factors. Factors which may cause actual results to differ materially from those discussed herein include economic considerations that could affect demand for telecommunications services and the ability of the Company to make collections, inflation, regulatory factors, legal proceedings, exchange controls and occurrences in currency markets, competition, and the risk factors set forth in the Company's various filings with the Securities and Exchange Commission, including its more recently filed Annual Report on Form 20-F. The Company undertakes no obligation to revise these forward-looking statements to reflect events or circumstances after the date hereof. For Further Information Contact: Miguel Guerrero, Investor Relations Ph (809) 476-4044 / 4012 E-mail: investor.relations@tricom.net For additional information, please visit Tricom's Investor Relations website at http://www.tdr-investor.com or contact our Investor Relations department at the above numbers. -----END PRIVACY-ENHANCED MESSAGE-----