-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DZFMtCpFuhFn9EQZCCFdvLlJehIS6kiKceUW7njEivBlZBDomVYdQvUo6xtVh9Sz tvm5keEx7E2OH2KFzUcOBg== 0000912057-02-000287.txt : 20020413 0000912057-02-000287.hdr.sgml : 20020413 ACCESSION NUMBER: 0000912057-02-000287 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020104 FILED AS OF DATE: 20020104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRICOM SA CENTRAL INDEX KEY: 0001052124 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-14816 FILM NUMBER: 2502360 BUSINESS ADDRESS: STREET 1: AVE LOPE DE VEGA NO 95 CITY: SANTO DOMINGO STATE: G8 BUSINESS PHONE: 8094766000 MAIL ADDRESS: STREET 1: AVE LOPE DE VEGA NO 95 CITY: SANTO DOMINGO STATE: G8 ZIP: 00000 6-K 1 a2066978z6-k.txt 6-K FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of: January 4, 2002 ----------------- TRICOM, S.A. (Translation of registrant's name into English) AVENIDA LOPE DE VEGA NO. 95, SANTO DOMINGO, DOMINICAN REPUBLIC (Address of principal executives offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F ----- ----- Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes No X ----- ----- If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-_________ The press release on January 3, 2002, a copy of which is attached as Exhibit 1 hereto, is incorporated by reference into this Form 6-K. Exhibits. The following exhibit is filed with this report: 99.1 - Press Release, dated January 3, 2002, of TRICOM, S.A. [Signature on following page.] SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. TRICOM, S.A Dated: January 4, 2002 By: /s/ Carl H. Carlson ----------------------------- Carl H. Carlson Executive Vice President and Member of the Office of the President EX-99.1 3 a2066978zex-99_1.txt EXHIBIT 99.1 Exhibit 99.1 PRESS RELEASE TRICOM ANNOUNCES THE CONCLUSION OF ITS RIGHTS OFFERING; SUBSCRIPTION RECEIVED FOR 1,170,920 ADSS FOR GROSS PROCEEDS OF US$44.7 MILLIONS SANTO DOMINGO, Dominican Republic - January 3, 2002 - TRICOM (NYSE:TDR), a leading integrated communications provider in the Dominican Republic, and a facilities-based long distance carrier in the U.S. and Puerto Rico, announces the completion of the rights offering to holders of its outstanding Class A common stock, Class B stock and American Depository Shares (ADSs). The capital increase involved the offer of 16,492,522 newly issued Class A common stock for a maximum aggregate amount of approximately US$66 million, which amount did not include US$40 million previously advanced by GFN Corporation Ltd., TRICOM's principal shareholder, for the purchase of 10 million shares of Class A common stock. The subscription period ended December 27, 2001. Approximately 1,170,920 newly issued ADSs, each representing one share of Class A common stock were subscribed for, representing gross proceeds of approximately US$4.7 million. ABOUT TRICOM TRICOM (www.tricom.net) is a regional telecommunications provider in the U.S., Caribbean and Central America. In the Dominican Republic we offer local, long distance, cable TV entertainment, mobile telephony, as well as broadband data transmission services. Through TRICOM USA, we own switching facilities in New York, Miami and Puerto Rico, providing us with end-to-end connectivity, and are one of the few Latin American long distance carriers that have a United States licensed subsidiary. ### THIS STATEMENT MAY CONTAIN CERTAIN FORWARD-LOOKING STATEMENTS, WHICH MAY INVOLVE KNOWN AND UNKNOWN RISKS, UNCERTAINTIES, AND OTHER FACTORS NOT UNDER THE COMPANY'S CONTROL, WHICH MAY CAUSE ACTUAL RESULTS, PERFORMANCE AND ACHIEVEMENTS OF THE COMPANY TO BE MATERIALLY DIFFERENT FROM THE RESULTS, PERFORMANCE, OR EXPECTATIONS OF THE COMPANY. THESE FACTORS INCLUDE, BUT ARE NOT LIMITED TO THOSE DETAILED IN THE COMPANY'S PERIODIC FILINGS WITH THE SECURITIES AND EXCHANGE COMMISSION. -----END PRIVACY-ENHANCED MESSAGE-----