0001750545-18-000002.txt : 20180823
0001750545-18-000002.hdr.sgml : 20180823
20180823184515
ACCESSION NUMBER: 0001750545-18-000002
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180816
FILED AS OF DATE: 20180823
DATE AS OF CHANGE: 20180823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buyle Mark P.
CENTRAL INDEX KEY: 0001750545
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13913
FILM NUMBER: 181035554
MAIL ADDRESS:
STREET 1: 6300 LAMAR AVENUE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC
CENTRAL INDEX KEY: 0001052100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510261715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202-4200
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: PO BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2018-08-16
0
0001052100
WADDELL & REED FINANCIAL INC
WDR
0001750545
Buyle Mark P.
6300 LAMAR AVENUE
OVERLAND PARK
KS
66202
0
1
0
0
SVP, GC, CLO and Secretary
Class A Common
45321
D
Restricted Stock Units
Class A Common
4868
D
Restricted Stock Units
Class A Common
5639
D
Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock.
The restricted stock units vest in three equal installments beginning January 10, 2018.
The restricted stock units vest in four equal installments beginning January 10, 2019.
Mark P. Buyle
2018-08-23