0001750545-18-000002.txt : 20180823 0001750545-18-000002.hdr.sgml : 20180823 20180823184515 ACCESSION NUMBER: 0001750545-18-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180816 FILED AS OF DATE: 20180823 DATE AS OF CHANGE: 20180823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buyle Mark P. CENTRAL INDEX KEY: 0001750545 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 181035554 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2018-08-16 0 0001052100 WADDELL & REED FINANCIAL INC WDR 0001750545 Buyle Mark P. 6300 LAMAR AVENUE OVERLAND PARK KS 66202 0 1 0 0 SVP, GC, CLO and Secretary Class A Common 45321 D Restricted Stock Units Class A Common 4868 D Restricted Stock Units Class A Common 5639 D Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock. The restricted stock units vest in three equal installments beginning January 10, 2018. The restricted stock units vest in four equal installments beginning January 10, 2019. Mark P. Buyle 2018-08-23