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Uniform Net Capital Rule Requirements (Tables)
12 Months Ended
Dec. 31, 2016
Uniform Net Capital Rule Requirements  
Schedule of net capital and aggregated indebtedness information for broker/dealer subsidiaries

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2016

 

2015

 

 

 

(in thousands)

 

 

 

W&R

 

IDI

 

W&R

 

IDI

 

Net capital

    

$

52,639

    

 

 

12,894

    

21,719

    

 

 

17,310

 

Required capital

 

 

250

 

 

 

2,152

 

250

 

 

 

2,956

 

Excess of required capital

 

$

52,389

 

 

 

10,742

 

21,469

 

 

 

14,354

 

Ratio of aggregate indebtedness to net capital

 

 

Not

 

 

 

 

 

Not

 

 

 

 

 

 

 

 

applicable

 

 

 

2.50 to 1.0

 

applicable

 

 

 

2.56 to 1.0