0001514232-17-000002.txt : 20170104 0001514232-17-000002.hdr.sgml : 20170104 20170104163219 ACCESSION NUMBER: 0001514232-17-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sanders Philip James CENTRAL INDEX KEY: 0001514232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 17506005 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-12-31 0001052100 WADDELL & REED FINANCIAL INC WDR 0001514232 Sanders Philip James 6300 LAMAR AVENUE OVERLAND PARK KS 66202 1 1 0 0 CEO & Chief Inv.Officer Class A Common 2016-12-31 4 F 0 20902 19.51 D 284203 D Class A Common 2016-12-31 4 A 0 143500 0 A 427703 D Philip J. Sanders 2017-01-04