0001514232-14-000004.txt : 20140404
0001514232-14-000004.hdr.sgml : 20140404
20140404165705
ACCESSION NUMBER: 0001514232-14-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140313
FILED AS OF DATE: 20140404
DATE AS OF CHANGE: 20140404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC
CENTRAL INDEX KEY: 0001052100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510261715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202-4200
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: PO BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sanders Philip James
CENTRAL INDEX KEY: 0001514232
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13913
FILM NUMBER: 14746593
MAIL ADDRESS:
STREET 1: 6300 LAMAR AVENUE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-03-13
0001052100
WADDELL & REED FINANCIAL INC
WDR
0001514232
Sanders Philip James
6300 LAMAR AVENUE
OVERLAND PARK
KS
66202
0
1
0
0
SVP & Chief Investment Officer
Class A Common
2014-03-13
4
P
0
61
71.88
A
240742
D
Class A Common
2014-04-02
4
F
0
7412
75.96
D
233330
D
Philip J. Sanders
2014-04-04