0001514232-13-000008.txt : 20131112
0001514232-13-000008.hdr.sgml : 20131111
20131112174031
ACCESSION NUMBER: 0001514232-13-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131108
FILED AS OF DATE: 20131112
DATE AS OF CHANGE: 20131112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC
CENTRAL INDEX KEY: 0001052100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510261715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202-4200
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: PO BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sanders Philip James
CENTRAL INDEX KEY: 0001514232
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13913
FILM NUMBER: 131211605
MAIL ADDRESS:
STREET 1: 6300 LAMAR AVENUE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-11-08
0001052100
WADDELL & REED FINANCIAL INC
WDR
0001514232
Sanders Philip James
6300 LAMAR AVENUE
OVERLAND PARK
KS
66202
0
1
0
0
SVP & Chief Investment Officer
Class A Common
2013-11-08
4
S
0
13000
63.7243
D
229261
D
The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $63.69 to $63.77, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.
Philip J. Sanders
2013-11-12