0001330721-13-000002.txt : 20130103 0001330721-13-000002.hdr.sgml : 20130103 20130103171111 ACCESSION NUMBER: 0001330721-13-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130103 DATE AS OF CHANGE: 20130103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Avery Michael L CENTRAL INDEX KEY: 0001330721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 13507919 MAIL ADDRESS: STREET 1: 6300 LAMAR AVENUE CITY: OVERLAND PARK STATE: KS ZIP: 66202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-31 0001052100 WADDELL & REED FINANCIAL INC WDR 0001330721 Avery Michael L 6300 LAMAR AVENUE OVERLAND PARK KS 66202 0 1 0 0 President Class A Common 2012-12-31 4 F 0 33676 34.82 D 255911 D Class A Common 2012-12-31 4 A 0 80000 0 A 335911 D Since the date of Mr. Avery's last ownership report on Form 4, he transferred 45,582 shares of WDR common stock to his ex-wife pursuant to a domestic relations order. Mr. Avery no longer reports as beneficially owned any securities owned by his ex-wife. Michael L. Avery 2013-01-03