0001215962-17-000008.txt : 20171129 0001215962-17-000008.hdr.sgml : 20171129 20171129171544 ACCESSION NUMBER: 0001215962-17-000008 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171120 FILED AS OF DATE: 20171129 DATE AS OF CHANGE: 20171129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOSLOFF ALAN W CENTRAL INDEX KEY: 0001215962 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 171229266 MAIL ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2017-11-20 2017-11-21 0001052100 WADDELL & REED FINANCIAL INC WDR 0001215962 KOSLOFF ALAN W 6300 LAMAR AVENUE OVERLAND PARK KS 66202 1 0 0 0 Class A Common 2017-11-20 4 S 0 19178 18.816 D 52695 D The price reported is a weighted average price. These shares were sold in mutiple transactions ranging from $18.81 to $18.82, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1. The sale price reported in the reporting person's Form 4 filed on November 21, 2017 was incorrect. The correct price is $18.816. Alan W. Kosloff 2017-11-29