0001215962-14-000009.txt : 20140915 0001215962-14-000009.hdr.sgml : 20140915 20140915180342 ACCESSION NUMBER: 0001215962-14-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090310 FILED AS OF DATE: 20140915 DATE AS OF CHANGE: 20140915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOSLOFF ALAN W CENTRAL INDEX KEY: 0001215962 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 141104134 MAIL ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2009-03-10 0001052100 WADDELL & REED FINANCIAL INC WDR 0001215962 KOSLOFF ALAN W 6300 LAMAR AVENUE OVERLAND PARK KS 66202 1 0 0 0 Class A Common 2009-03-10 4 P 0 60 13.19 A 75092 D Class A Common 2014-09-11 4 S 0 60 53.99 D 75032 D Alan W. Kosloff 2014-09-15