0001190802-13-000004.txt : 20130326
0001190802-13-000004.hdr.sgml : 20130326
20130326175627
ACCESSION NUMBER: 0001190802-13-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130322
FILED AS OF DATE: 20130326
DATE AS OF CHANGE: 20130326
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC
CENTRAL INDEX KEY: 0001052100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510261715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202-4200
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: PO BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REIMER RONALD C
CENTRAL INDEX KEY: 0001190802
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13913
FILM NUMBER: 13717819
MAIL ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-03-22
0001052100
WADDELL & REED FINANCIAL INC
WDR
0001190802
REIMER RONALD C
6300 LAMAR AVENUE
OVERLAND PARK
KS
66202
1
0
0
0
Class A Common
2013-03-22
4
M
0
6371
21.09
A
16231
D
Class A Common
2013-03-22
4
S
0
6371
42.9759
D
9860
D
Class A Common
39477
I
Family Investment LLC
Class A Common
1000
I
Pension Plan Account
Class A Common
11489
I
Family Charitable Foundation
NQSO (Right to Buy)
21.09
2013-03-22
4
M
0
6371
0
D
2013-07-02
Class A Common
6371
0
D
The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $42.84 to $43.28, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.
The options vested in increments of 10% per year beginning on the first anniversary of the grant date.
Ronald C. Reimer
2013-03-26