0001190802-13-000004.txt : 20130326 0001190802-13-000004.hdr.sgml : 20130326 20130326175627 ACCESSION NUMBER: 0001190802-13-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130322 FILED AS OF DATE: 20130326 DATE AS OF CHANGE: 20130326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REIMER RONALD C CENTRAL INDEX KEY: 0001190802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 13717819 MAIL ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-22 0001052100 WADDELL & REED FINANCIAL INC WDR 0001190802 REIMER RONALD C 6300 LAMAR AVENUE OVERLAND PARK KS 66202 1 0 0 0 Class A Common 2013-03-22 4 M 0 6371 21.09 A 16231 D Class A Common 2013-03-22 4 S 0 6371 42.9759 D 9860 D Class A Common 39477 I Family Investment LLC Class A Common 1000 I Pension Plan Account Class A Common 11489 I Family Charitable Foundation NQSO (Right to Buy) 21.09 2013-03-22 4 M 0 6371 0 D 2013-07-02 Class A Common 6371 0 D The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $42.84 to $43.28, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1. The options vested in increments of 10% per year beginning on the first anniversary of the grant date. Ronald C. Reimer 2013-03-26