0001190802-13-000002.txt : 20130104 0001190802-13-000002.hdr.sgml : 20130104 20130104173157 ACCESSION NUMBER: 0001190802-13-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130102 FILED AS OF DATE: 20130104 DATE AS OF CHANGE: 20130104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC CENTRAL INDEX KEY: 0001052100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510261715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202-4200 BUSINESS PHONE: 9132362000 MAIL ADDRESS: STREET 1: PO BOX 29217 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201-9217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REIMER RONALD C CENTRAL INDEX KEY: 0001190802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13913 FILM NUMBER: 13513042 MAIL ADDRESS: STREET 1: 6300 LAMAR AVE CITY: OVERLAND PARK STATE: KS ZIP: 66202 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-01-02 0001052100 WADDELL & REED FINANCIAL INC WDR 0001190802 REIMER RONALD C 6300 LAMAR AVENUE OVERLAND PARK KS 66202 1 0 0 0 Class A Common 2013-01-02 4 A 0 3459 0 A 18720 D Class A Common 2013-01-02 5 G 0 8860 0 D 9860 D Class A Common 2013-01-02 5 G 0 8860 0 A 39477 I Family Investment LLC Class A Common 1000 I Pension Plan Account Class A Common 11489 I Family Charitable Foundation Transfer of shares to family investment LLC. Ronald C. Reimer 2013-01-04