0001190800-18-000004.txt : 20180507
0001190800-18-000004.hdr.sgml : 20180507
20180507184234
ACCESSION NUMBER: 0001190800-18-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180504
FILED AS OF DATE: 20180507
DATE AS OF CHANGE: 20180507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAINES JAMES M
CENTRAL INDEX KEY: 0001190800
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13913
FILM NUMBER: 18812528
MAIL ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WADDELL & REED FINANCIAL INC
CENTRAL INDEX KEY: 0001052100
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 510261715
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 LAMAR AVE
CITY: OVERLAND PARK
STATE: KS
ZIP: 66202-4200
BUSINESS PHONE: 9132362000
MAIL ADDRESS:
STREET 1: PO BOX 29217
CITY: SHAWNEE MISSION
STATE: KS
ZIP: 66201-9217
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-05-04
0001052100
WADDELL & REED FINANCIAL INC
WDR
0001190800
RAINES JAMES M
6300 LAMAR AVENUE
OVERLAND PARK
KS
66202
1
0
0
0
Class A Common
2018-05-04
4
S
0
964
18.375
D
27466
D
James M. Raines
2018-05-07